Dark
Light
System
Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
751 VIPSHOP HLDGS LTD 24,424,000 24,134 0.03% PRN
752 HP INC 1,913,190 24,011 0.03%
753 CITIGROUP INC 565,699 23,980 0.03%
754 BEST BUY INC 783,671 23,980 0.03%
755 DISNEY WALT CO 243,791 23,848 0.03%
756 NUCOR CORP 482,503 23,840 0.03%
757 CROWN CASTLE INTL CORP NEW 234,657 23,801 0.03%
758 INTEL CORP 724,107 23,751 0.03%
759 MAXIMUS INC 426,545 23,618 0.03%
760 EXPEDIA INC DEL 222,187 23,618 0.03%
761 GRAINGER W W INC 103,751 23,577 0.03%
762 AMERIPRISE FINL INC 262,247 23,563 0.03%
763 PNC FINL SVCS GROUP INC 289,501 23,562 0.03%
764 ATLASSIAN CORP PLC 908,272 23,524 0.03%
765 FACEBOOK INC 204,624 23,384 0.03%
766 BIO RAD LABS INC 163,127 23,330 0.03%
767 YY Inc. 23,727,000 23,253 0.03% PRN
768 GLOBAL PMTS INC 325,363 23,224 0.03%
769 SYSCO CORP 456,020 23,138 0.03%
770 WILLIAMS COS INC DEL 1,068,988 23,122 0.03%
771 VARIAN MED SYS INC 279,770 23,005 0.03%
772 GOLDCORP INC NEW 1,207,429 22,983 0.03%
773 ULTA BEAUTY INC 93,984 22,898 0.03%
774 EQUIFAX INC 178,319 22,896 0.03%
775 MERCK & CO INC 396,525 22,844 0.03%
776 MARATHON PETE CORP 601,247 22,823 0.03%
777 NOBLE ENERGY INC 636,046 22,815 0.03%
778 FRANKLIN RESOURCES INC 683,313 22,802 0.03%
779 HENRY SCHEIN INC 128,609 22,738 0.03%
780 VARIAN MED SYS INC 276,258 22,717 0.03%
781 CONCHO RESOURCES 190,329 22,701 0.03%
782 INTERNATIONAL BUSINESS MACHS 149,529 22,696 0.03%
783 LEVEL 3 COMMUNICATIONS INC 440,658 22,689 0.03%
784 XCEL ENERGY INC 506,027 22,660 0.03%
785 HOME DEPOT INC 177,433 22,656 0.03%
786 CHURCH & DWIGHT 219,825 22,618 0.03%
787 MOTOROLA SOLUTIONS INC 341,944 22,558 0.03%
788 BANCO BRADESCO S A 2,885,761 22,538 0.03%
789 MICRON TECHNOLOGY INC 1,636,660 22,520 0.03%
790 MEDTRONIC PLC 259,430 22,511 0.03%
791 QORVO INC 407,121 22,498 0.03%
792 VENTAS INC 308,740 22,482 0.03%
793 ISHARES TR 183,090 22,471 0.03% PRN
794 EMERSON ELEC CO 429,504 22,403 0.03%
795 HOME DEPOT INC 175,424 22,400 0.03%
796 KRAFT HEINZ CO 253,029 22,388 0.03%
797 PHILIP MORRIS INTL INC 219,697 22,348 0.03%
798 HILTON WORLDWIDE 991,494 22,338 0.03%
799 DIGITAL RLTY TR INC 204,924 22,335 0.03%
800 CDN IMPERIAL BK COMM TORONTO 298,811 22,327 0.03%
Page 16 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 PRICELINE GRP INC SR CONV NT0.9 21 91,015,000 92,123 0.10% PRN
2 WELLS FARGO CO NEW 66,058 85,823 0.10% PRN
3 Intel Corp 40,700,000 65,957 0.07% PRN
4 ON SEMICONDUCTOR CORP 72,000,000 64,806 0.07% PRN
5 CEMEX SAB DE CV NOTE 3.750 3/1 57,160,000 58,277 0.07% PRN
6 YANDEX NV 62,032,000 57,749 0.07% PRN
7 SPDR SERIES TRUST 1,000,110 57,166 0.06% PRN
8 STARWOOD PPTY TR INC 44,090,000 45,843 0.05% PRN
9 Royal Gold Inc 42,314,000 45,434 0.05% PRN
10 Spirit Realty Capital Inc 40,194,000 44,953 0.05% PRN
11 LIBERTY MEDIA CORP DELAWARE 44,640,000 44,360 0.05% PRN
12 VEREIT Inc 44,484,000 44,213 0.05% PRN
13 MERCADOLIBRE INC 32,631,000 41,019 0.05% PRN
14 ISHARES TR 333,047 40,875 0.05% PRN
15 CTRIP COM INTL LTD 38,475,000 40,603 0.05% PRN
16 Citrix Systems Inc 35,834,000 40,198 0.05% PRN
17 NXP SEMICONDUCTORS N V 35,700,000 38,750 0.04% PRN
18 MICRON TECHNOLOGY INC 26,505,000 38,315 0.04% PRN
19 LIBERTY INTERACTIVE LLC DEB 34,417,000 37,941 0.04% PRN
20 MEDICINES CO SR GLBL CV NT 22 31,812,000 37,750 0.04% PRN
21 XILINX INC SR NT CV2.625 17 23,360,000 37,346 0.04% PRN
22 MICRON TECHNOLOGY 24,182,000 34,068 0.04% PRN
23 ISHARES TR 294,473 33,909 0.04% PRN
24 ISHARES 20 YEAR TREASURY BOND ETF 241,056 33,483 0.04% PRN
25 PDL BIOPHARMA INC NOTE 4.000 2/0 35,270,000 33,352 0.04% PRN
26 ACORDA THERAPEUTICS INC 37,732,000 33,017 0.04% PRN
27 VERINT SYS INC 1.5 06/01/2021 35,175,000 32,145 0.04% PRN
28 VANGUARD SCOTTSDALE FDS 575,240 30,977 0.04% PRN
29 TAL ED GROUP 12,804,000 30,419 0.03% PRN
30 Prospect Capital Corp 27,570,000 27,643 0.03% PRN
31 TAKE-TWO INTERACTIVE SOFTWARE INC FIXED RT CONVERTIBLE SR NT 1.000 percent 07/01/18 B/E DTD 06/18/13 15,240,000 27,179 0.03% PRN
32 ICONIX BRAND GROUP INC 32,249,000 26,202 0.03% PRN
33 SOUFUN HLDGS LTD 26,150,000 25,652 0.03% PRN
34 SINA CORP 25,831,000 25,441 0.03% PRN
35 CARDTRONICS INC 24,631,000 25,016 0.03% PRN
36 CORNERSTONE ONDEMAND INC 24,255,000 24,876 0.03% PRN
37 WEBMD HEALTH CORP 22,295,000 24,538 0.03% PRN
38 QIHOO 360 TECHNOLOGY CO LTD 24,625,000 24,427 0.03% PRN
39 SPDR SER TR 479,352 24,250 0.03% PRN
40 VIPSHOP HLDGS LTD 24,424,000 24,134 0.03% PRN
41 YY Inc. 23,727,000 23,253 0.03% PRN
42 ISHARES TR 183,090 22,471 0.03% PRN
43 COBALT INTL ENERGY INC 58,408,000 22,080 0.02% PRN
44 HEARTWARE INTL INC 21,832,000 21,614 0.02% PRN
45 INTEGRATED DEVICE TECHNOLOGY 22,000,000 21,435 0.02% PRN
46 QIHOO 360 TECHNOLOGY CO LTD 21,700,000 21,359 0.02% PRN
47 SEACOR HOLDINGS INC 26,582,000 21,354 0.02% PRN
48 TIVO INC 21,288,000 20,809 0.02% PRN
49 PROOFPOINT INC SR CV BD 0.75 20 19,300,000 20,677 0.02% PRN
50 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 27,727,000 19,575 0.02% PRN
Page 1 of 193