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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
801 HCP INC 628,875 22,250 0.03%
802 COMCAST CORP NEW 340,809 22,217 0.03%
803 CHARTER COMMUNICATIONS INC N 97,085 22,198 0.03%
804 COMCAST CORP NEW 340,121 22,172 0.03%
805 FRANCO NEVADA CORP 292,934 22,159 0.03%
806 PAYCHEX INC 372,114 22,141 0.03%
807 COBALT INTL ENERGY INC 58,408,000 22,080 0.02% PRN
808 CDW CORP 550,791 22,076 0.02%
809 FLEETCOR TECHNOLOGIES INC 154,127 22,060 0.02%
810 DAVITA INC 285,026 22,038 0.02%
811 MICROSOFT CORP 429,176 21,961 0.02%
812 ARISTA NETWORKS 340,408 21,915 0.02%
813 DENTSPLY SIRONA INC 352,925 21,895 0.02%
814 VISA INC 294,876 21,871 0.02%
815 KELLOGG CO 267,172 21,815 0.02%
816 KLA-TENCOR CORP 296,828 21,743 0.02%
817 LIBERTY PROP 547,043 21,729 0.02%
818 VERIZON COMMUNICATIONS INC 388,784 21,710 0.02%
819 BANK NEW YORK MELLON CORP 557,857 21,673 0.02%
820 HEARTWARE INTL INC 21,832,000 21,614 0.02% PRN
821 NORTHERN TRUST 325,576 21,573 0.02%
822 MCDERMOTT INTL INC 4,366,001 21,568 0.02%
823 PARKER HANNIFIN CORP 199,510 21,557 0.02%
824 BEST BUY INC 702,589 21,499 0.02%
825 INTEGRATED DEVICE TECHNOLOGY 22,000,000 21,435 0.02% PRN
826 LINCOLN NATL CORP IND 552,405 21,417 0.02%
827 QIHOO 360 TECHNOLOGY CO LTD 21,700,000 21,359 0.02% PRN
828 SEACOR HOLDINGS INC 26,582,000 21,354 0.02% PRN
829 MCCORMICK & CO INC 200,174 21,353 0.02%
830 MARKEL CORP 22,381 21,324 0.02%
831 UDR INC 577,275 21,313 0.02%
832 LAS VEGAS SANDS CORP 489,644 21,295 0.02%
833 SKYWORKS SOLUTIONS INC 336,242 21,277 0.02%
834 ALLIANCE DATA SYSTEMS CORP 108,572 21,271 0.02%
835 XILINX INC 460,576 21,246 0.02%
836 ANNALY CAP MGMT INC 1,918,168 21,234 0.02%
837 MARATHON OIL CORP 1,414,042 21,225 0.02%
838 AGILENT TECHNOLOGIES INC 478,121 21,209 0.02%
839 EQUITY RESIDENTIAL 307,712 21,195 0.02%
840 AUTODESK INC 391,131 21,176 0.02%
841 MARRIOTT INTL INC NEW 318,428 21,163 0.02%
842 AMERICAN ELEC PWR INC 299,884 21,019 0.02%
843 ILLINOIS TOOL WKS INC 200,883 20,924 0.02%
844 QORVO INC 377,687 20,871 0.02%
845 TIVO INC 21,288,000 20,809 0.02% PRN
846 OASIS PETE INC NEW 2,223,201 20,765 0.02%
847 CORNERSTONE ONDEMAND INC 544,218 20,713 0.02%
848 ADOBE INC 216,083 20,699 0.02%
849 PROOFPOINT INC SR CV BD 0.75 20 19,300,000 20,677 0.02% PRN
850 SOUTHWEST AIRLS CO 526,454 20,642 0.02%
Page 17 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 PRICELINE GRP INC SR CONV NT0.9 21 91,015,000 92,123 0.10% PRN
2 WELLS FARGO CO NEW 66,058 85,823 0.10% PRN
3 Intel Corp 40,700,000 65,957 0.07% PRN
4 ON SEMICONDUCTOR CORP 72,000,000 64,806 0.07% PRN
5 CEMEX SAB DE CV NOTE 3.750 3/1 57,160,000 58,277 0.07% PRN
6 YANDEX NV 62,032,000 57,749 0.07% PRN
7 SPDR SERIES TRUST 1,000,110 57,166 0.06% PRN
8 STARWOOD PPTY TR INC 44,090,000 45,843 0.05% PRN
9 Royal Gold Inc 42,314,000 45,434 0.05% PRN
10 Spirit Realty Capital Inc 40,194,000 44,953 0.05% PRN
11 LIBERTY MEDIA CORP DELAWARE 44,640,000 44,360 0.05% PRN
12 VEREIT Inc 44,484,000 44,213 0.05% PRN
13 MERCADOLIBRE INC 32,631,000 41,019 0.05% PRN
14 ISHARES TR 333,047 40,875 0.05% PRN
15 CTRIP COM INTL LTD 38,475,000 40,603 0.05% PRN
16 Citrix Systems Inc 35,834,000 40,198 0.05% PRN
17 NXP SEMICONDUCTORS N V 35,700,000 38,750 0.04% PRN
18 MICRON TECHNOLOGY INC 26,505,000 38,315 0.04% PRN
19 LIBERTY INTERACTIVE LLC DEB 34,417,000 37,941 0.04% PRN
20 MEDICINES CO SR GLBL CV NT 22 31,812,000 37,750 0.04% PRN
21 XILINX INC SR NT CV2.625 17 23,360,000 37,346 0.04% PRN
22 MICRON TECHNOLOGY 24,182,000 34,068 0.04% PRN
23 ISHARES TR 294,473 33,909 0.04% PRN
24 ISHARES 20 YEAR TREASURY BOND ETF 241,056 33,483 0.04% PRN
25 PDL BIOPHARMA INC NOTE 4.000 2/0 35,270,000 33,352 0.04% PRN
26 ACORDA THERAPEUTICS INC 37,732,000 33,017 0.04% PRN
27 VERINT SYS INC 1.5 06/01/2021 35,175,000 32,145 0.04% PRN
28 VANGUARD SCOTTSDALE FDS 575,240 30,977 0.04% PRN
29 TAL ED GROUP 12,804,000 30,419 0.03% PRN
30 Prospect Capital Corp 27,570,000 27,643 0.03% PRN
31 TAKE-TWO INTERACTIVE SOFTWARE INC FIXED RT CONVERTIBLE SR NT 1.000 percent 07/01/18 B/E DTD 06/18/13 15,240,000 27,179 0.03% PRN
32 ICONIX BRAND GROUP INC 32,249,000 26,202 0.03% PRN
33 SOUFUN HLDGS LTD 26,150,000 25,652 0.03% PRN
34 SINA CORP 25,831,000 25,441 0.03% PRN
35 CARDTRONICS INC 24,631,000 25,016 0.03% PRN
36 CORNERSTONE ONDEMAND INC 24,255,000 24,876 0.03% PRN
37 WEBMD HEALTH CORP 22,295,000 24,538 0.03% PRN
38 QIHOO 360 TECHNOLOGY CO LTD 24,625,000 24,427 0.03% PRN
39 SPDR SER TR 479,352 24,250 0.03% PRN
40 VIPSHOP HLDGS LTD 24,424,000 24,134 0.03% PRN
41 YY Inc. 23,727,000 23,253 0.03% PRN
42 ISHARES TR 183,090 22,471 0.03% PRN
43 COBALT INTL ENERGY INC 58,408,000 22,080 0.02% PRN
44 HEARTWARE INTL INC 21,832,000 21,614 0.02% PRN
45 INTEGRATED DEVICE TECHNOLOGY 22,000,000 21,435 0.02% PRN
46 QIHOO 360 TECHNOLOGY CO LTD 21,700,000 21,359 0.02% PRN
47 SEACOR HOLDINGS INC 26,582,000 21,354 0.02% PRN
48 TIVO INC 21,288,000 20,809 0.02% PRN
49 PROOFPOINT INC SR CV BD 0.75 20 19,300,000 20,677 0.02% PRN
50 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 27,727,000 19,575 0.02% PRN
Page 1 of 193