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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
851 VEREIT INC 2,033,318 20,618 0.02%
852 TRACTOR SUPPLY CO 225,343 20,547 0.02%
853 BOSTON SCIENTIFIC CORP 877,167 20,499 0.02%
854 ACADIA PHARMACEUTICALS INC 630,770 20,475 0.02%
855 DUKE REALTY CORP 765,676 20,413 0.02%
856 NATIONAL OILWELL VARCO INC 605,299 20,368 0.02%
857 MICROSOFT CORP 397,825 20,357 0.02%
858 SCHLUMBERGER LTD 257,390 20,354 0.02%
859 CISCO SYS INC 705,278 20,234 0.02%
860 CHURCH & DWIGHT 196,368 20,204 0.02%
861 UGI CORP NEW 446,501 20,204 0.02%
862 FIRST REP BK SAN FRANCISCO C 288,143 20,167 0.02%
863 WHOLE FOODS MKT INC 626,960 20,075 0.02%
864 LYONDELLBASELL INDUSTRIES N 268,783 20,003 0.02%
865 FREEPORT-MCMORAN INC 1,793,112 19,975 0.02%
866 FEDEX CORP 131,261 19,923 0.02%
867 VISA INC 268,383 19,906 0.02%
868 AXIS CAPITAL HOLDINGS LTD 361,263 19,869 0.02%
869 IMPAX LABORATORIES INC 689,123 19,861 0.02%
870 TOTAL SYS SVCS INC 373,559 19,840 0.02%
871 NXP SEMICONDUCTORS N V 253,139 19,831 0.02%
872 SCANA 261,983 19,822 0.02%
873 DEPHEID 644,545 19,820 0.02%
874 PENTAIR PLC 339,573 19,794 0.02%
875 S&P GLOBAL INC 183,972 19,733 0.02%
876 BLACKROCK INC 57,611 19,733 0.02%
877 UNITEDHEALTH GROUP INC 139,663 19,720 0.02%
878 FEDERAL REALTY INVS 119,111 19,719 0.02%
879 MICROCHIP TECHNOLOGY INC. 388,465 19,718 0.02%
880 LAM RESEARCH CORP 233,992 19,669 0.02%
881 KROGER CO 533,283 19,619 0.02%
882 SM ENERGY CO 726,087 19,604 0.02%
883 ORACLE CORP 478,852 19,599 0.02%
884 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 27,727,000 19,575 0.02% PRN
885 F5 NETWORKS INC 171,917 19,571 0.02%
886 ALTRIA GROUP INC 283,425 19,545 0.02%
887 CAMPBELL SOUP CO 293,193 19,506 0.02%
888 AT&T INC 451,082 19,491 0.02%
889 EQT CORP 251,652 19,485 0.02%
890 MALLINCKRODT PUB LTD CO 320,511 19,481 0.02%
891 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 262,691 19,426 0.02%
892 POWERSHARES ETF TR II 1,054,639 19,405 0.02% PRN
893 BIOGEN INC 80,089 19,367 0.02%
894 VIACOM INC NEW 466,142 19,331 0.02%
895 INTERCEPT PHARMACEUTICALS INCORPORATED 135,326 19,308 0.02%
896 JOHNSON & JOHNSON 159,107 19,300 0.02%
897 JOHNSON & JOHNSON 159,028 19,290 0.02%
898 BANK AMER CORP 1,452,660 19,277 0.02%
899 C H ROBINSON WORLDWIDE INC 258,583 19,200 0.02%
900 ALLSTATE CORP 274,420 19,196 0.02%
Page 18 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 5,400 27 0.00%
2 FANG HOLDINGS LTD 304,700 1,533 0.00%
3 FANG HOLDINGS LTD 62,400 314 0.00%
4 FANG HOLDINGS LTD 69,900 352 0.00%
5 GRAMMERCY PPTY TRUST 93,632 863 0.00%
6 GRAMMERCY PPTY TRUST 80,795 745 0.00%
7 GRAMMERCY PPTY TRUST 525,263 4,843 0.01%
8 MTGE INVT CORP 33,598 531 0.00%
9 21VIANET GROUP INC SPONSORED ADR 734,300 7,497 0.01%
10 2U INC 15,900 468 0.00%
11 3-D SYS CORP DEL 51,697 708 0.00%
12 3-D SYS CORP DEL 12,631 173 0.00%
13 3M CO 86,453 15,140 0.02%
14 3M CO 5,500 963 0.00%
15 3M CO 317,440 55,590 0.06%
16 3M CO 518 91 0.00%
17 3M CO 89,294 15,637 0.02%
18 3M CO 93,148 16,312 0.02%
19 3M CO 36,424 6,379 0.01%
20 3M CO 13,806 2,418 0.00%
21 3M CO 291,685 51,080 0.06%
22 3M CO 1,015,711 177,871 0.20%
23 58 COM INC 16,900 776 0.00%
24 58 COM INC 500 23 0.00%
25 58 COM INC 202,958 9,314 0.01%
26 58 COM INC 45,100 2,070 0.00%
27 8POINT3 ENERGY PARTNERS LP 10,100 160 0.00%
28 8X8 INC NEW COM 42,997 628 0.00%
29 8X8 INC NEW COM 621,683 9,083 0.01%
30 8X8 INC NEW COM 995,695 14,547 0.02%
31 8X8 INC NEW COM 21,381 312 0.00%
32 A O SMITH 4,356 384 0.00%
33 A O SMITH 127,419 11,227 0.01%
34 A O SMITH 11 1 0.00%
35 A O SMITH 4,353 384 0.00%
36 A O SMITH 27,862 2,455 0.00%
37 A O SMITH 888 78 0.00%
38 A O SMITH 25,615 2,257 0.00%
39 A O SMITH 1,073 95 0.00%
40 A10 NETWORKS 28,200 182 0.00%
41 AAON INC 17,322 477 0.00%
42 AAR CORP COM 21,798 509 0.00%
43 ABBOTT LABS 18,415 724 0.00%
44 ABBOTT LABS 1,024,905 40,289 0.05%
45 ABBOTT LABS 33,678 1,324 0.00%
46 ABBOTT LABS 217,188 8,538 0.01%
47 ABBOTT LABS 62,360 2,451 0.00%
48 ABBOTT LABS 111,799 4,395 0.00%
49 ABBOTT LABS 206,266 8,108 0.01%
50 ABBOTT LABS 13,721 539 0.00%
Page 1 of 193