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SM ENERGY CO
SM ENERGY CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 255 Institutional holders with a total value of $2,059,904,708.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 10,211,756 275,717,000 13.38%
2 Capital Research Global Investors 7,208,940 194,641,000 9.45%
3 VANGUARD GROUP INC 5,060,965 136,646,000 6.63%
4 STATE STREET CORP 3,244,656 87,609,000 4.25%
5 KGH Ltd 2,590,804 69,952,000 3.40%
6 CITIGROUP INC 2,492,300 67,292,000 3.27% Put
7 BlackRock Fund Advisors 2,482,648 67,031,000 3.25%
8 BlackRock Institutional Trust Company, N.A. 2,447,114 66,072,000 3.21%
9 CAUSEWAY CAPITAL MANAGEMENT LLC 2,105,998 64,712,000 3.14%
10 FIRST TRUST ADVISORS LP 1,869,036 50,464,000 2.45%
11 VAN ECK ASSOCIATES CORP 1,818,081 49,088,000 2.38%
12 MACQUARIE GROUP LTD 1,580,149 42,664,000 2.07%
13 DIMENSIONAL FUND ADVISORS LP 1,473,031 39,778,000 1.93%
14 MILLENNIUM MANAGEMENT LLC 1,332,963 35,990,000 1.75%
15 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,155,875 31,209,000 1.52%
16 PRUDENTIAL FINANCIAL INC 1,104,336 29,817,000 1.45%
17 First Pacific Advisors, LP 964,063 26,030,000 1.26%
18 GOLDMAN SACHS GROUP INC 917,570 24,775,000 1.20%
19 D. E. Shaw & Co., Inc. 891,430 24,069,000 1.17%
20 Bank of New York Mellon Corp 831,710 22,455,000 1.09%
21 CITIGROUP INC 810,652 21,888,000 1.06%
22 ADVISORY RESEARCH INC 786,753 21,242,000 1.03%
23 NORTHERN TRUST CORP 760,200 20,525,000 1.00%
24 AQR CAPITAL MANAGEMENT LLC 687,032 18,550,000 0.90%
25 NORGES BANK 686,660 18,540,000 0.90%
26 Allianz Asset Management GmbH 656,323 17,721,000 0.86%
27 BALYASNY ASSET MANAGEMENT L.P. 651,793 17,598,000 0.85%
28 UBS Group AG 600,000 16,200,000 0.79% Put
29 KNOTT DAVID M 575,000 15,525,000 0.75%
30 SMITH ASSET MANAGEMENT GROUP LP 564,075 15,230,000 0.74%
31 FRONTIER CAPITAL MANAGEMENT CO LLC 520,157 14,044,000 0.68%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 516,300 13,940,000 0.68%
33 MACKENZIE FINANCIAL CORP 458,564 12,381,000 0.60%
34 NEW YORK STATE COMMON RETIREMENT FUND 439,821 11,875,000 0.58%
35 GEODE CAPITAL MANAGEMENT, LLC 438,062 11,827,000 0.57%
36 SIR Capital Management, L.P. 435,569 11,760,000 0.57%
37 Invesco Ltd. 434,559 11,733,000 0.57%
38 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 391,900 10,581,000 0.51%
39 South Dakota Investment Council 376,378 10,162,000 0.49%
40 PALISADE CAPITAL MANAGEMENT, LP 375,639 10,142,000 0.49%
41 AMERIPRISE FINANCIAL INC 343,259 9,269,000 0.45%
42 LORD, ABBETT & CO. LLC 336,942 9,097,000 0.44%
43 JANUS HENDERSON GROUP PLC 309,618 8,360,000 0.41%
44 Douglass Winthrop Advisors, LLC 295,015 7,965,000 0.39%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 290,100 7,833,000 0.38% Call
46 DEUTSCHE BANK AG\ 282,926 7,638,000 0.37%
47 FRANKLIN RESOURCES INC 276,400 7,463,000 0.36%
48 D. E. Shaw & Co., Inc. 258,700 6,985,000 0.34% Call
49 PRINCIPAL FINANCIAL GROUP INC 255,551 6,900,000 0.33%
50 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 253,400 6,842,000 0.33%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.