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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
851 VEREIT INC 2,033,318 20,618 0.02%
852 TRACTOR SUPPLY CO 225,343 20,547 0.02%
853 BOSTON SCIENTIFIC CORP 877,167 20,499 0.02%
854 ACADIA PHARMACEUTICALS INC 630,770 20,475 0.02%
855 DUKE REALTY CORP 765,676 20,413 0.02%
856 NATIONAL OILWELL VARCO INC 605,299 20,368 0.02%
857 MICROSOFT CORP 397,825 20,357 0.02%
858 SCHLUMBERGER LTD 257,390 20,354 0.02%
859 CISCO SYS INC 705,278 20,234 0.02%
860 CHURCH & DWIGHT 196,368 20,204 0.02%
861 UGI CORP NEW 446,501 20,204 0.02%
862 FIRST REP BK SAN FRANCISCO C 288,143 20,167 0.02%
863 WHOLE FOODS MKT INC 626,960 20,075 0.02%
864 LYONDELLBASELL INDUSTRIES N 268,783 20,003 0.02%
865 FREEPORT-MCMORAN INC 1,793,112 19,975 0.02%
866 FEDEX CORP 131,261 19,923 0.02%
867 VISA INC 268,383 19,906 0.02%
868 AXIS CAPITAL HOLDINGS LTD 361,263 19,869 0.02%
869 IMPAX LABORATORIES INC 689,123 19,861 0.02%
870 TOTAL SYS SVCS INC 373,559 19,840 0.02%
871 NXP SEMICONDUCTORS N V 253,139 19,831 0.02%
872 SCANA 261,983 19,822 0.02%
873 DEPHEID 644,545 19,820 0.02%
874 PENTAIR PLC 339,573 19,794 0.02%
875 S&P GLOBAL INC 183,972 19,733 0.02%
876 BLACKROCK INC 57,611 19,733 0.02%
877 UNITEDHEALTH GROUP INC 139,663 19,720 0.02%
878 FEDERAL REALTY INVS 119,111 19,719 0.02%
879 MICROCHIP TECHNOLOGY INC. 388,465 19,718 0.02%
880 LAM RESEARCH CORP 233,992 19,669 0.02%
881 KROGER CO 533,283 19,619 0.02%
882 SM ENERGY CO 726,087 19,604 0.02%
883 ORACLE CORP 478,852 19,599 0.02%
884 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 27,727,000 19,575 0.02% PRN
885 F5 NETWORKS INC 171,917 19,571 0.02%
886 ALTRIA GROUP INC 283,425 19,545 0.02%
887 CAMPBELL SOUP CO 293,193 19,506 0.02%
888 AT&T INC 451,082 19,491 0.02%
889 EQT CORP 251,652 19,485 0.02%
890 MALLINCKRODT PUB LTD CO 320,511 19,481 0.02%
891 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 262,691 19,426 0.02%
892 POWERSHARES ETF TR II 1,054,639 19,405 0.02% PRN
893 BIOGEN INC 80,089 19,367 0.02%
894 VIACOM INC NEW 466,142 19,331 0.02%
895 INTERCEPT PHARMACEUTICALS INCORPORATED 135,326 19,308 0.02%
896 JOHNSON & JOHNSON 159,107 19,300 0.02%
897 JOHNSON & JOHNSON 159,028 19,290 0.02%
898 BANK AMER CORP 1,452,660 19,277 0.02%
899 C H ROBINSON WORLDWIDE INC 258,583 19,200 0.02%
900 ALLSTATE CORP 274,420 19,196 0.02%
Page 18 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193