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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
151 SERVICENOW INC 1,631,581 108,337 0.12%
152 SOUTHERN CO 2,017,162 108,180 0.12%
153 HENRY SCHEIN INC 608,799 107,636 0.12%
154 COCA COLA CO 2,364,148 107,167 0.12%
155 VERTEX PHARMACEUTICALS INC 1,244,876 107,084 0.12%
156 NIKE INC 1,937,021 106,924 0.12%
157 PEPSICO INC 1,001,478 106,097 0.12%
158 WALGREENS BOOTS ALLIANCE INC 1,272,308 105,945 0.12%
159 REGENERON PHARMACEUTICALS 300,934 105,095 0.12%
160 PUBLIC STORAGE 410,035 104,801 0.12%
161 VERTEX PHARMACEUTICALS INC 1,216,676 104,658 0.12%
162 HALLIBURTON CO 2,261,028 102,402 0.12%
163 S&P GLOBAL INC 951,244 102,030 0.12%
164 LILLY ELI & CO 1,284,866 101,183 0.11%
165 SBA COMMUNICATIONS CORP 931,211 100,515 0.11%
166 SNAP ON INC 636,704 100,485 0.11%
167 INTERNATIONAL BUSINESS MACHS 661,769 100,443 0.11%
168 GENERAL ELECTRIC CO 3,148,504 99,115 0.11%
169 WEC ENERGY GROUP INC 1,511,801 98,721 0.11%
170 EXPRESS SCRIPTS HLDG CO 1,296,797 98,297 0.11%
171 INTEL CORP 2,983,079 97,845 0.11%
172 ABBOTT LABS 2,476,817 97,364 0.11%
173 DOMINION ENERGY INC 1,247,123 97,188 0.11%
174 PRICELINE GRP INC 77,830 97,164 0.11%
175 MERCK & CO INC 1,679,605 96,762 0.11%
176 AUTOMATIC DATA PROCESSING IN 1,044,370 95,946 0.11%
177 AETNA INC NEW 784,909 95,861 0.11%
178 FISERV INC 880,467 95,733 0.11%
179 HEWLETT PACKARD ENTERPRISE C 5,223,572 95,435 0.11%
180 CHARTER COMMUNICATIONS INC N 415,720 95,050 0.11%
181 E M C CORP MASS COM 3,483,026 94,634 0.11%
182 INFOSYS LTD 5,270,900 94,086 0.11%
183 DOW CHEM CO 1,892,440 94,073 0.11%
184 MORGAN STANLEY 3,608,536 93,750 0.11%
185 TIME WARNER INC 1,274,578 93,732 0.11%
186 APPLIED MATLS INC 3,900,599 93,497 0.11%
187 DISNEY WALT CO 951,996 93,124 0.11%
188 CITRIX SYS INC 1,158,738 92,803 0.10%
189 PRICELINE GRP INC SR CONV NT0.9 21 91,015,000 92,123 0.10% PRN
190 VIPSHOP HLDGS LTD 8,235,591 91,992 0.10%
191 VISA INC 1,238,014 91,823 0.10%
192 ADOBE INC 958,203 91,786 0.10%
193 TRIPADVISOR INC 1,426,302 91,711 0.10%
194 HOME DEPOT INC 717,852 91,663 0.10%
195 THERMO FISHER SCIENTIFIC INC 616,830 91,143 0.10%
196 EXXON MOBIL CORP 965,167 90,475 0.10%
197 CONOCOPHILLIPS 2,057,576 89,710 0.10%
198 COGNIZANT TECHNOLOGY SOLUTIO 1,564,472 89,550 0.10%
199 CROWN CASTLE INTL CORP NEW 881,476 89,408 0.10%
200 ECOLAB INC 744,305 88,275 0.10%
Page 4 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 PRICELINE GRP INC SR CONV NT0.9 21 91,015,000 92,123 0.10% PRN
2 WELLS FARGO & CO NEW 66,058 85,823 0.10% PRN
3 INTEL CORP JR SB CONV DB 39 40,700,000 65,957 0.07% PRN
4 ON SEMICONDUCTOR CORP 72,000,000 64,806 0.07% PRN
5 CEMEX SAB DE CV NOTE 3.750 3/1 57,160,000 58,277 0.07% PRN
6 YANDEX NV 62,032,000 57,749 0.07% PRN
7 SPDR SERIES TRUST 1,000,110 57,166 0.06% PRN
8 STARWOOD PPTY TR INC 44,090,000 45,843 0.05% PRN
9 Royal Gold Inc 42,314,000 45,434 0.05% PRN
10 Spirit Realty Capital Inc 40,194,000 44,953 0.05% PRN
11 LIBERTY MEDIA CORP DELAWARE 44,640,000 44,360 0.05% PRN
12 VEREIT Inc 44,484,000 44,213 0.05% PRN
13 MERCADOLIBRE INC 32,631,000 41,019 0.05% PRN
14 ISHARES TR 333,047 40,875 0.05% PRN
15 CTRIP COM INTL LTD 38,475,000 40,603 0.05% PRN
16 CITRIX SYS INC 35,834,000 40,198 0.05% PRN
17 NXP SEMICONDUCTORS N V 35,700,000 38,750 0.04% PRN
18 MICRON TECHNOLOGY INC 26,505,000 38,315 0.04% PRN
19 LIBERTY INTERACTIVE LLC 34,417,000 37,941 0.04% PRN
20 MEDICINES CO SR GLBL CV NT 22 31,812,000 37,750 0.04% PRN
21 XILINX INC SR NT CV2.625 17 23,360,000 37,346 0.04% PRN
22 MICRON TECHNOLOGY INC 24,182,000 34,068 0.04% PRN
23 ISHARES TR 294,473 33,909 0.04% PRN
24 ISHARES 20 YEAR TREASURY BOND ETF 241,056 33,483 0.04% PRN
25 PDL BIOPHARMA INC 35,270,000 33,352 0.04% PRN
26 ACORDA THERAPEUTICS INC 37,732,000 33,017 0.04% PRN
27 VERINT SYS INC 1.5 06/01/2021 35,175,000 32,145 0.04% PRN
28 VANGUARD MORTG-BACK SEC ETF 575,240 30,977 0.04% PRN
29 TAL ED GROUP 12,804,000 30,419 0.03% PRN
30 Prospect Capital Corp 27,570,000 27,643 0.03% PRN
31 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,240,000 27,179 0.03% PRN
32 ICONIX BRAND GROUP INC 32,249,000 26,202 0.03% PRN
33 SOUFUN HLDGS LTD 26,150,000 25,652 0.03% PRN
34 SINA CORP 25,831,000 25,441 0.03% PRN
35 CARDTRONICS INC NOTE 1.00012/0 24,631,000 25,016 0.03% PRN
36 CORNERSTONE ONDEMAND INC 24,255,000 24,876 0.03% PRN
37 WEBMD HEALTH CORP 22,295,000 24,538 0.03% PRN
38 QIHOO 360 TECHNOLOGY CO LTD 24,625,000 24,427 0.03% PRN
39 SPDR SER TR 479,352 24,250 0.03% PRN
40 VIPSHOP HLDGS LTD 24,424,000 24,134 0.03% PRN
41 YY Inc. 23,727,000 23,253 0.03% PRN
42 ISHARES TR 183,090 22,471 0.03% PRN
43 COBALT INTL ENERGY INC 58,408,000 22,080 0.02% PRN
44 HEARTWARE INTL INC 21,832,000 21,614 0.02% PRN
45 INTEGRATED DEVICE TECHNOLOGY 22,000,000 21,435 0.02% PRN
46 QIHOO 360 TECHNOLOGY CO LTD 21,700,000 21,359 0.02% PRN
47 SEACOR HOLDINGS INC 26,582,000 21,354 0.02% PRN
48 TIVO INC 21,288,000 20,809 0.02% PRN
49 PROOFPOINT INC SR CV BD 0.75 20 19,300,000 20,677 0.02% PRN
50 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 27,727,000 19,575 0.02% PRN
Page 1 of 193