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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
201 JOHNSON & JOHNSON 722,509 87,640 0.10%
202 DU PONT E I DE NEMOURS & CO 1,347,753 87,334 0.10%
203 RAYTHEON CO 642,368 87,330 0.10%
204 BANK N S HALIFAX 1,767,930 86,184 0.10%
205 AMERICAN EXPRESS CO 1,413,141 85,862 0.10%
206 WELLS FARGO CO NEW 66,058 85,823 0.10% PRN
207 REYNOLDS AMERICAN INC 1,590,199 85,759 0.10%
208 GOLDMAN SACHS GROUP INC 572,449 85,054 0.10%
209 CISCO SYS INC 2,963,156 85,013 0.10%
210 EQUITY RESIDENTIAL 1,224,184 84,322 0.10%
211 TARGET CORP 1,191,868 83,216 0.09%
212 ALEXION PHARMACEUTICALS INC 709,373 82,826 0.09%
213 WELLTOWER INC 1,079,079 82,193 0.09%
214 TRAVELERS COMPANIES INC 687,533 81,844 0.09%
215 INCYTE CORP 1,023,252 81,840 0.09%
216 CITIGROUP INC 1,922,428 81,492 0.09%
217 HCA HEALTHCARE INC 1,053,466 81,127 0.09%
218 FORD MTR CO DEL 6,449,335 81,068 0.09%
219 AVALONBAY COMM 447,205 80,671 0.09%
220 KRAFT HEINZ CO 910,086 80,524 0.09%
221 TAIWAN SEMICONDUCTOR MFG LTD 3,021,200 79,246 0.09%
222 NXP SEMICONDUCTORS N V 1,010,013 79,124 0.09%
223 ICICI BANK LIMITED 10,883,300 78,142 0.09%
224 PROCTER AND GAMBLE CO 922,781 78,132 0.09%
225 EOG RES INC 931,303 77,689 0.09%
226 APPLE INC 808,009 77,246 0.09%
227 LILLY ELI & CO 979,766 77,157 0.09%
228 BIOMARIN PHARMACEUTICAL INC 991,166 77,113 0.09%
229 LYONDELLBASELL INDUSTRIES N 1,031,903 76,794 0.09%
230 CHECK POINT SOFTWARE TECH LT 958,397 76,365 0.09%
231 MONDELEZ INTL INC 1,676,857 76,314 0.09%
232 GLOBAL PMTS INC 1,065,251 76,038 0.09%
233 PHILIP MORRIS INTL INC 745,592 75,842 0.09%
234 KIMBERLY CLARK CORP 550,858 75,732 0.09%
235 COMCAST CORP NEW 1,161,312 75,706 0.09%
236 AMERICAN TOWER CORP NEW 664,089 75,447 0.09%
237 NORTHROP GRUMMAN CORP 337,675 75,058 0.08%
238 PRAXAIR INC 667,131 74,979 0.08%
239 SCHWAB CHARLES CORP 2,955,773 74,811 0.08%
240 APPLE INC 781,666 74,727 0.08%
241 ORACLE CORP 1,822,960 74,614 0.08%
242 PROLOGIS INC 1,521,405 74,610 0.08%
243 GENERAL MLS INC 1,029,640 73,434 0.08%
244 PAYPAL HLDGS INC 2,005,682 73,227 0.08%
245 SYNCHRONY FINL 2,875,054 72,681 0.08%
246 GENERAL DYNAMICS CORP 521,304 72,586 0.08%
247 SHIRE PLC 393,596 72,453 0.08%
248 MONSANTO CO NEW 698,522 72,234 0.08%
249 LOWES COS INC 907,922 71,880 0.08%
250 DOW CHEM CO 1,430,251 71,098 0.08%
Page 5 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 PLAINS GP HOLDINGS LP 33 0 0.00%
2 ZILLOW GROUP INC 27 1 0.00%
3 UNITED THERAPEUTICS CORP DEL 9 1 0.00%
4 WABCO HLDGS INC 11 1 0.00%
5 AVNET INC 35 1 0.00%
6 JONES LANG LASALLE INC 9 1 0.00%
7 AMERCO 2 1 0.00%
8 AMERICAN AIRLS GROUP INC 33 1 0.00%
9 WR GRACE & CO 15 1 0.00%
10 A O SMITH 11 1 0.00%
11 UNDER ARMOUR INC 39 1 0.00%
12 ANTERO RES CORP 26 1 0.00%
13 GARMIN LTD 27 1 0.00%
14 BLACKBERRY LTD 327 2 0.00%
15 MID AMER APT CMNTYS INC 15 2 0.00%
16 MANPOWERGROUP INC 29 2 0.00%
17 IDEXX LABS INC 18 2 0.00%
18 NISOURCE 67 2 0.00%
19 INGREDION INC 12 2 0.00%
20 HOLLYFRONTIER CORP 102 2 0.00%
21 NAVIENT CORPORATION 196 2 0.00%
22 TECK RESOURCES LTD 176 2 0.00%
23 VERMILION ENERGY INC 70 2 0.00%
24 JAZZ PHARMACEUTICALS PLC 12 2 0.00%
25 MSCI INC 20 2 0.00%
26 ENCANA CORP 246 2 0.00%
27 ATMOS ENERGY CORP 20 2 0.00%
28 ALEX REAL ESTATE EQ 15 2 0.00%
29 AUTONATION INC 58 3 0.00%
30 SOUTHWESTERN ENERGY CO 207 3 0.00%
31 IONIS PHARMACEUTICALS INC 125 3 0.00%
32 FRONTIER COMMUNICATIONS CORP 687 3 0.00%
33 ROBERT HALF INTL INC 88 3 0.00%
34 FLIR SYS INC 111 3 0.00%
35 ENDO INTL PLC 165 3 0.00%
36 MARVELL TECHNOLOGY GROUP LTD 283 3 0.00%
37 MELCO ENTERTAINMENT ADR 258 3 0.00%
38 DELTA AIRLINES INC DEL 92 3 0.00%
39 EDGEWELL PERS CARE CO 31 3 0.00%
40 TOLL BROTHERS INC 107 3 0.00%
41 DISCOVERY COMMUNICATNS NEW 118 3 0.00%
42 REALOGY HLDGS CORP 87 3 0.00%
43 NRG ENERGY INC 173 3 0.00%
44 RALPH LAUREN CORP 32 3 0.00%
45 SCRIPPS NETWORKS INTERACT IN 53 3 0.00%
46 FLOWSERVE CORP 74 3 0.00%
47 CAE INC 222 3 0.00%
48 AERCAP HOLDINGS NV 100 3 0.00%
49 LIBERTY MEDIA CORP DELAWARE 91 3 0.00%
50 LEUCADIA NATL CORP 183 3 0.00%
Page 1 of 193