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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
351 US BANCORP DEL 1,313,632 52,979 0.06%
352 ISHARES 1,024,806 52,870 0.06%
353 KINDER MORGAN INC DEL 2,815,553 52,707 0.06%
354 CONSOLIDATED EDISON INC 655,058 52,693 0.06%
355 CIGNA CORPORATION 411,047 52,610 0.06%
356 COCA COLA CO 1,156,823 52,439 0.06%
357 PERRIGO CO PLC 577,466 52,359 0.06%
358 INTUITIVE SURGICAL INC 79,111 52,325 0.06%
359 OCCIDENTAL PETE CORP DEL 688,907 52,054 0.06%
360 WHITEWAVE FOODS CO 1,107,222 51,973 0.06%
361 CDN IMPERIAL BK COMM TORONTO 694,702 51,909 0.06%
362 BOSTON PROPERTIES 392,438 51,763 0.06%
363 SEMPRA ENERGY 452,785 51,627 0.06%
364 ILLINOIS TOOL WKS INC 495,395 51,600 0.06%
365 3M CO 291,685 51,080 0.06%
366 TWENTY FIRST CENTY FOX INC 1,883,505 50,949 0.06%
367 TEVA PHARMACEUTICAL INDS LTD 1,013,899 50,928 0.06%
368 DIGITAL RLTY TR INC 464,495 50,625 0.06%
369 GENERAL MLS INC 708,895 50,558 0.06%
370 LENNAR CORP 1,094,110 50,438 0.06%
371 DUKE ENERGY CORP NEW 586,372 50,305 0.06%
372 REGENERON PHARMACEUTICALS 143,850 50,237 0.06%
373 CAPITAL ONE FINL CORP 790,768 50,222 0.06%
374 PRICE T ROWE GROUP INC 687,585 50,173 0.06%
375 WASTE MGMT INC DEL 757,093 50,173 0.06%
376 VMWARE INC 872,947 49,950 0.06%
377 WEC ENERGY GROUP INC 762,909 49,818 0.06%
378 JOHNSON CTLS INTL PLC 1,124,585 49,774 0.06%
379 MICRON TECHNOLOGY INC 3,604,390 49,596 0.06%
380 MORGAN STANLEY 1,903,876 49,463 0.06%
381 CHECK POINT SOFTWARE TECH LT 620,635 49,452 0.06%
382 CANADIAN NAT RES LTD 1,610,215 49,421 0.06%
383 CIGNA CORPORATION 385,910 49,393 0.06%
384 HCA HEALTHCARE INC 638,138 49,143 0.06%
385 PRUDENTIAL FINL INC 683,200 48,739 0.06%
386 NEXTERA ENERGY INC 372,581 48,585 0.05%
387 ISHARES INC 1,160,221 48,544 0.05%
388 GENERAL ELECTRIC CO 1,537,651 48,405 0.05%
389 O REILLY AUTOMOTIVE INC NEW 177,600 48,147 0.05%
390 MERCK & CO INC 835,370 48,126 0.05%
391 PHILIP MORRIS INTL INC 472,160 48,028 0.05%
392 EXPRESS SCRIPTS HLDG CO 631,388 47,859 0.05%
393 LAS VEGAS SANDS CORP 1,100,343 47,854 0.05%
394 CME GROUP INC 491,269 47,850 0.05%
395 SIMON PPTY GROUP INC NEW 219,622 47,636 0.05%
396 EBAY INC 2,031,838 47,565 0.05%
397 HEWLETT PACKARD ENTERPRISE C 2,599,375 47,491 0.05%
398 COLGATE PALMOLIVE CO 640,988 46,920 0.05%
399 CORNING INC 2,288,460 46,868 0.05%
400 BAIDU INC 283,069 46,749 0.05%
Page 8 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 PLAINS GP HOLDINGS LP 33 0 0.00%
2 ZILLOW GROUP INC 27 1 0.00%
3 UNITED THERAPEUTICS CORP DEL 9 1 0.00%
4 WABCO HLDGS INC 11 1 0.00%
5 AVNET INC 35 1 0.00%
6 JONES LANG LASALLE INC 9 1 0.00%
7 AMERCO 2 1 0.00%
8 AMERICAN AIRLS GROUP INC 33 1 0.00%
9 WR GRACE & CO 15 1 0.00%
10 A O SMITH 11 1 0.00%
11 UNDER ARMOUR INC 39 1 0.00%
12 ANTERO RES CORP 26 1 0.00%
13 GARMIN LTD 27 1 0.00%
14 BLACKBERRY LTD 327 2 0.00%
15 MID AMER APT CMNTYS INC 15 2 0.00%
16 MANPOWERGROUP INC 29 2 0.00%
17 IDEXX LABS INC 18 2 0.00%
18 NISOURCE 67 2 0.00%
19 INGREDION INC 12 2 0.00%
20 HOLLYFRONTIER CORP 102 2 0.00%
21 NAVIENT CORPORATION 196 2 0.00%
22 TECK RESOURCES LTD 176 2 0.00%
23 VERMILION ENERGY INC 70 2 0.00%
24 JAZZ PHARMACEUTICALS PLC 12 2 0.00%
25 MSCI INC 20 2 0.00%
26 ENCANA CORP 246 2 0.00%
27 ATMOS ENERGY CORP 20 2 0.00%
28 ALEX REAL ESTATE EQ 15 2 0.00%
29 AUTONATION INC 58 3 0.00%
30 SOUTHWESTERN ENERGY CO 207 3 0.00%
31 IONIS PHARMACEUTICALS INC 125 3 0.00%
32 FRONTIER COMMUNICATIONS CORP 687 3 0.00%
33 ROBERT HALF INTL INC 88 3 0.00%
34 FLIR SYS INC 111 3 0.00%
35 ENDO INTL PLC 165 3 0.00%
36 MARVELL TECHNOLOGY GROUP LTD 283 3 0.00%
37 MELCO ENTERTAINMENT ADR 258 3 0.00%
38 DELTA AIRLINES INC DEL 92 3 0.00%
39 EDGEWELL PERS CARE CO 31 3 0.00%
40 TOLL BROTHERS INC 107 3 0.00%
41 DISCOVERY COMMUNICATNS NEW 118 3 0.00%
42 REALOGY HLDGS CORP 87 3 0.00%
43 NRG ENERGY INC 173 3 0.00%
44 RALPH LAUREN CORP 32 3 0.00%
45 SCRIPPS NETWORKS INTERACT IN 53 3 0.00%
46 FLOWSERVE CORP 74 3 0.00%
47 CAE INC 222 3 0.00%
48 AERCAP HOLDINGS NV 100 3 0.00%
49 LIBERTY MEDIA CORP DELAWARE 91 3 0.00%
50 LEUCADIA NATL CORP 183 3 0.00%
Page 1 of 193