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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 PRICELINE GRP INC SR CONV NT0.9 21 91,015,000 92,123 0.10% PRN
2 WELLS FARGO CO NEW 66,058 85,823 0.10% PRN
3 Intel Corp 40,700,000 65,957 0.07% PRN
4 ON SEMICONDUCTOR CORP 72,000,000 64,806 0.07% PRN
5 CEMEX SAB DE CV NOTE 3.750 3/1 57,160,000 58,277 0.07% PRN
6 YANDEX NV 62,032,000 57,749 0.07% PRN
7 SPDR SERIES TRUST 1,000,110 57,166 0.06% PRN
8 STARWOOD PPTY TR INC 44,090,000 45,843 0.05% PRN
9 Royal Gold Inc 42,314,000 45,434 0.05% PRN
10 Spirit Realty Capital Inc 40,194,000 44,953 0.05% PRN
11 LIBERTY MEDIA CORP DELAWARE 44,640,000 44,360 0.05% PRN
12 VEREIT Inc 44,484,000 44,213 0.05% PRN
13 MERCADOLIBRE INC 32,631,000 41,019 0.05% PRN
14 ISHARES TR 333,047 40,875 0.05% PRN
15 CTRIP COM INTL LTD 38,475,000 40,603 0.05% PRN
16 Citrix Systems Inc 35,834,000 40,198 0.05% PRN
17 NXP SEMICONDUCTORS N V 35,700,000 38,750 0.04% PRN
18 MICRON TECHNOLOGY INC 26,505,000 38,315 0.04% PRN
19 LIBERTY INTERACTIVE LLC DEB 34,417,000 37,941 0.04% PRN
20 MEDICINES CO SR GLBL CV NT 22 31,812,000 37,750 0.04% PRN
21 XILINX INC SR NT CV2.625 17 23,360,000 37,346 0.04% PRN
22 MICRON TECHNOLOGY 24,182,000 34,068 0.04% PRN
23 ISHARES TR 294,473 33,909 0.04% PRN
24 ISHARES 20 YEAR TREASURY BOND ETF 241,056 33,483 0.04% PRN
25 PDL BIOPHARMA INC NOTE 4.000 2/0 35,270,000 33,352 0.04% PRN
26 ACORDA THERAPEUTICS INC 37,732,000 33,017 0.04% PRN
27 VERINT SYS INC 1.5 06/01/2021 35,175,000 32,145 0.04% PRN
28 VANGUARD SCOTTSDALE FDS 575,240 30,977 0.04% PRN
29 TAL ED GROUP 12,804,000 30,419 0.03% PRN
30 Prospect Capital Corp 27,570,000 27,643 0.03% PRN
31 TAKE-TWO INTERACTIVE SOFTWARE INC FIXED RT CONVERTIBLE SR NT 1.000 percent 07/01/18 B/E DTD 06/18/13 15,240,000 27,179 0.03% PRN
32 ICONIX BRAND GROUP INC 32,249,000 26,202 0.03% PRN
33 SOUFUN HLDGS LTD 26,150,000 25,652 0.03% PRN
34 SINA CORP 25,831,000 25,441 0.03% PRN
35 CARDTRONICS INC 24,631,000 25,016 0.03% PRN
36 CORNERSTONE ONDEMAND INC 24,255,000 24,876 0.03% PRN
37 WEBMD HEALTH CORP 22,295,000 24,538 0.03% PRN
38 QIHOO 360 TECHNOLOGY CO LTD 24,625,000 24,427 0.03% PRN
39 SPDR SER TR 479,352 24,250 0.03% PRN
40 VIPSHOP HLDGS LTD 24,424,000 24,134 0.03% PRN
41 YY Inc. 23,727,000 23,253 0.03% PRN
42 ISHARES TR 183,090 22,471 0.03% PRN
43 COBALT INTL ENERGY INC 58,408,000 22,080 0.02% PRN
44 HEARTWARE INTL INC 21,832,000 21,614 0.02% PRN
45 INTEGRATED DEVICE TECHNOLOGY 22,000,000 21,435 0.02% PRN
46 QIHOO 360 TECHNOLOGY CO LTD 21,700,000 21,359 0.02% PRN
47 SEACOR HOLDINGS INC 26,582,000 21,354 0.02% PRN
48 TIVO INC 21,288,000 20,809 0.02% PRN
49 PROOFPOINT INC SR CV BD 0.75 20 19,300,000 20,677 0.02% PRN
50 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 27,727,000 19,575 0.02% PRN
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
501 NORFOLK SOUTHERN CORP 449,142 38,235 0.04%
502 LIBERTY INTERACTIVE LLC DEB 34,417,000 37,941 0.04% PRN
503 LENNAR CORP 822,523 37,918 0.04%
504 WELLS FARGO CO NEW 800,641 37,894 0.04%
505 SL GREEN RLTY CORP 355,737 37,875 0.04%
506 DONALDSON INC 1,100,000 37,796 0.04%
507 MEDICINES CO SR GLBL CV NT 22 31,812,000 37,750 0.04% PRN
508 UNDER ARMOUR INC 940,375 37,737 0.04%
509 NIKE INC 683,515 37,730 0.04%
510 HONEYWELL INTL INC 322,773 37,545 0.04%
511 XILINX INC SR NT CV2.625 17 23,360,000 37,346 0.04% PRN
512 DR PEPPER SNAPPLE GROUP INC 384,916 37,194 0.04%
513 CITRIX SYS INC 463,428 37,116 0.04%
514 YUM BRANDS INC 446,719 37,042 0.04%
515 KIMBERLY CLARK CORP 268,965 36,977 0.04%
516 FACEBOOK INC 322,171 36,818 0.04%
517 HESS CORP 611,067 36,725 0.04%
518 ALPHABET INC 52,945 36,643 0.04%
519 SPECTRA ENERGY CORP 996,378 36,497 0.04%
520 PIONEER NAT RES CO 241,004 36,442 0.04%
521 SUN LIFE FINL INC 1,114,058 36,406 0.04%
522 EVERSOURCE ENERGY 607,670 36,399 0.04%
523 ALPHABET INC 51,410 36,168 0.04%
524 GENERAL MTRS CO 1,277,183 36,144 0.04%
525 TYSON FOODS INC 540,929 36,129 0.04%
526 ALPHABET INC 52,136 36,083 0.04%
527 CONSOLIDATED EDISON INC 448,243 36,057 0.04%
528 INFOSYS LTD 2,018,435 36,029 0.04%
529 CONAGRA BRANDS INC 752,548 35,979 0.04%
530 DOMINION ENERGY INC 461,556 35,969 0.04%
531 CHEVRON CORP NEW 338,265 35,460 0.04%
532 WEYERHAEUSER CO 1,190,604 35,444 0.04%
533 PROCTER AND GAMBLE CO 415,371 35,169 0.04%
534 BLACKROCK INC 102,613 35,148 0.04%
535 DOLLAR TREE INC 372,685 35,122 0.04%
536 DEERE & CO 431,599 34,977 0.04%
537 TEXAS INSTRS INC 557,699 34,940 0.04%
538 UGI CORP NEW 771,387 34,905 0.04%
539 NETEASE INC 180,600 34,896 0.04%
540 NEWMONT CORP 884,471 34,601 0.04%
541 DELPHI AUTOMOTIVE PLC 552,127 34,563 0.04%
542 HORMEL FOODS CORP 942,981 34,513 0.04%
543 UNDER ARMOUR INC 946,726 34,461 0.04%
544 DTE ENERGY CO 347,614 34,455 0.04%
545 MONSTER BEVERAGE CORP NEW 213,309 34,281 0.04%
546 TIME WARNER INC 466,071 34,275 0.04%
547 ALPHABET INC 48,515 34,132 0.04%
548 HOST HOTELS & RESORTS INC 2,103,295 34,094 0.04%
549 MICRON TECHNOLOGY 24,182,000 34,068 0.04% PRN
550 TRIPADVISOR INC 529,648 34,056 0.04%
Page 11 of 193