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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 PRICELINE GRP INC SR CONV NT0.9 21 91,015,000 92,123 0.10% PRN
2 ON SEMICONDUCTOR CORP 72,000,000 64,806 0.07% PRN
3 YANDEX NV 62,032,000 57,749 0.07% PRN
4 COBALT INTL ENERGY INC 58,408,000 22,080 0.02% PRN
5 CEMEX SAB DE CV NOTE 3.750 3/1 57,160,000 58,277 0.07% PRN
6 LIBERTY MEDIA CORP DELAWARE 44,640,000 44,360 0.05% PRN
7 VEREIT Inc 44,484,000 44,213 0.05% PRN
8 STARWOOD PPTY TR INC 44,090,000 45,843 0.05% PRN
9 Royal Gold Inc 42,314,000 45,434 0.05% PRN
10 INTEL CORP JR SB CONV DB 39 40,700,000 65,957 0.07% PRN
11 Spirit Realty Capital Inc 40,194,000 44,953 0.05% PRN
12 CTRIP COM INTL LTD 38,475,000 40,603 0.05% PRN
13 ACORDA THERAPEUTICS INC 37,732,000 33,017 0.04% PRN
14 CITRIX SYS INC 35,834,000 40,198 0.05% PRN
15 NXP SEMICONDUCTORS N V 35,700,000 38,750 0.04% PRN
16 PDL BIOPHARMA INC 35,270,000 33,352 0.04% PRN
17 VERINT SYS INC 1.5 06/01/2021 35,175,000 32,145 0.04% PRN
18 LIBERTY INTERACTIVE LLC 34,417,000 37,941 0.04% PRN
19 MERCADOLIBRE INC 32,631,000 41,019 0.05% PRN
20 ICONIX BRAND GROUP INC 32,249,000 26,202 0.03% PRN
21 MEDICINES CO SR GLBL CV NT 22 31,812,000 37,750 0.04% PRN
22 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 27,727,000 19,575 0.02% PRN
23 Prospect Capital Corp 27,570,000 27,643 0.03% PRN
24 SEACOR HOLDINGS INC 26,582,000 21,354 0.02% PRN
25 MICRON TECHNOLOGY INC 26,505,000 38,315 0.04% PRN
26 SOUFUN HLDGS LTD 26,150,000 25,652 0.03% PRN
27 SINA CORP 25,831,000 25,441 0.03% PRN
28 CARDTRONICS INC NOTE 1.00012/0 24,631,000 25,016 0.03% PRN
29 QIHOO 360 TECHNOLOGY CO LTD 24,625,000 24,427 0.03% PRN
30 VIPSHOP HLDGS LTD 24,424,000 24,134 0.03% PRN
31 LIBERTY MEDIA CORP 24,271,000 14,310 0.02% PRN
32 CORNERSTONE ONDEMAND INC 24,255,000 24,876 0.03% PRN
33 MICRON TECHNOLOGY INC 24,182,000 34,068 0.04% PRN
34 YY Inc. 23,727,000 23,253 0.03% PRN
35 XILINX INC SR NT CV2.625 17 23,360,000 37,346 0.04% PRN
36 WEBMD HEALTH CORP 22,295,000 24,538 0.03% PRN
37 INTEGRATED DEVICE TECHNOLOGY 22,000,000 21,435 0.02% PRN
38 HEARTWARE INTL INC 21,832,000 21,614 0.02% PRN
39 QIHOO 360 TECHNOLOGY CO LTD 21,700,000 21,359 0.02% PRN
40 TIVO INC 21,288,000 20,809 0.02% PRN
41 KEYW HLDG CORP 21,140,000 18,993 0.02% PRN
42 PROOFPOINT INC SR CV BD 0.75 20 19,300,000 20,677 0.02% PRN
43 BANK AMER CORP 18,900,499 250,810 0.28%
44 MICROSOFT CORP 17,061,270 873,025 0.99%
45 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 16,321,000 18,498 0.02% PRN
46 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
47 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,240,000 27,179 0.03% PRN
48 LIBERTY MEDIA CORP 14,800,000 7,659 0.01% PRN
49 TAL ED GROUP 12,804,000 30,419 0.03% PRN
50 SUNPOWER CORP SR CV DEB0.75 18 11,869,000 11,287 0.01% PRN
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO & CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193