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Institutional Investment Manager
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC (CIK: 0000861177) incorporated in Delaware, located at One North Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000861177-16-000033) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 10,811,714 1,033,600 1.17%
2 MICROSOFT CORP 17,061,270 873,025 0.99%
3 JOHNSON & JOHNSON 5,072,841 615,336 0.70%
4 FACEBOOK INC 5,241,498 598,998 0.68%
5 EXXON MOBIL CORP 6,357,667 595,968 0.67%
6 AMAZON COM INC 811,471 580,705 0.66%
7 ALPHABET INC 728,136 503,943 0.57%
8 ALPHABET INC 707,639 497,845 0.56%
9 GENERAL ELECTRIC CO 15,805,840 497,568 0.56%
10 MICROSOFT CORP 8,737,631 447,105 0.51%
11 AMAZON COM INC 582,309 416,712 0.47%
12 FACEBOOK INC 3,613,177 412,914 0.47%
13 AT&T INC 9,490,216 410,072 0.46%
14 TAL ED GROUP 6,389,990 396,563 0.45%
15 WELLS FARGO CO NEW 8,142,807 385,399 0.44%
16 JOHNSON & JOHNSON 3,175,765 385,220 0.44%
17 JPMORGAN CHASE & CO 6,009,177 373,410 0.42%
18 CHEVRON CORP NEW 3,526,819 369,716 0.42%
19 PROCTER AND GAMBLE CO 4,299,743 364,059 0.41%
20 PFIZER INC 9,806,494 345,287 0.39%
21 ALPHABET INC 481,891 339,025 0.38%
22 PEPSICO INC 3,195,690 338,551 0.38%
23 GILEAD SCIENCES INC 3,996,101 333,355 0.38%
24 VISA INC 4,307,455 319,484 0.36%
25 MICROSOFT CORP 6,159,176 315,165 0.36%
26 HOME DEPOT INC 2,411,191 307,885 0.35%
27 ALIBABA GROUP HLDG LTD 3,800,561 302,259 0.34%
28 AMGEN INC 1,972,832 300,166 0.34%
29 INTEL CORP 8,924,830 292,734 0.33%
30 PEPSICO INC 2,759,382 292,329 0.33%
31 COCA COLA CO 6,396,696 289,962 0.33%
32 FACEBOOK INC 2,469,563 282,222 0.32%
33 ALPHABET INC 399,892 281,336 0.32%
34 CISCO SYS INC 9,747,736 279,663 0.32%
35 MERCK & CO INC 4,837,061 278,663 0.31%
36 JPMORGAN CHASE & CO 4,482,707 278,555 0.31%
37 BERKSHIRE HATHAWAY INC DEL 1,889,927 273,643 0.31%
38 INTERNATIONAL BUSINESS MACHS 1,800,020 273,207 0.31%
39 HOME DEPOT INC 2,121,595 270,906 0.31%
40 APPLE INC 2,793,186 267,029 0.30%
41 CELGENE CORP 2,694,546 265,763 0.30%
42 ALLERGAN PLC 1,147,548 265,187 0.30%
43 VERIZON COMMUNICATIONS INC 4,748,630 265,163 0.30%
44 UNITEDHEALTH GROUP INC 1,845,128 260,532 0.29%
45 PHILIP MORRIS INTL INC 2,533,425 257,700 0.29%
46 UNITEDHEALTH GROUP INC 1,814,362 256,188 0.29%
47 EXXON MOBIL CORP 2,731,486 256,049 0.29%
48 APPLE INC 2,670,673 255,316 0.29%
49 VERIZON COMMUNICATIONS INC 4,512,967 252,004 0.28%
50 BANK AMER CORP 18,900,499 250,810 0.28%
Page 1 of 193
Restatement filing (0000861177-16-000037) filed in 2016.11.29
#
Name
Shares
Value ($)
%
Options
Notes
401 TAL ED GROUP 752,000 46,669 0.05%
402 STARBUCKS CORP 814,024 46,497 0.05%
403 DOLLAR GEN CORP NEW 493,719 46,410 0.05%
404 SCHWAB CHARLES CORP 1,813,781 45,907 0.05%
405 STARWOOD PPTY TR INC 44,090,000 45,843 0.05% PRN
406 AUTOMATIC DATA PROCESSING IN 499,001 45,843 0.05%
407 ALLSTATE CORP 653,849 45,737 0.05%
408 WELLS FARGO CO NEW 961,940 45,529 0.05%
409 MONSANTO CO NEW 440,162 45,517 0.05%
410 AMAZON COM INC 63,524 45,459 0.05%
411 Royal Gold Inc 42,314,000 45,434 0.05% PRN
412 CARDINAL HEALTH INC 581,810 45,387 0.05%
413 TRANSDIGM GROUP INC 171,894 45,327 0.05%
414 ABBVIE INC 731,730 45,301 0.05%
415 CONOCOPHILLIPS 1,038,950 45,298 0.05%
416 VERISK ANALYTICS INC 558,518 45,285 0.05%
417 HCP INC 1,272,853 45,034 0.05%
418 INTERCONTINENTAL EXCHANGE IN 175,927 45,030 0.05%
419 AMAZON COM INC 62,820 44,955 0.05%
420 Spirit Realty Capital Inc 40,194,000 44,953 0.05% PRN
421 LEXICON PHARMACEUTICALS INC 3,117,958 44,743 0.05%
422 TIME WARNER INC 607,760 44,695 0.05%
423 HUMANA INC 247,321 44,488 0.05%
424 GENERAL MTRS CO 1,570,888 44,456 0.05%
425 LIBERTY MEDIA CORP DELAWARE 44,640,000 44,360 0.05% PRN
426 AON PLC 405,794 44,325 0.05%
427 FIDELITY NATL INFORMATION SV 601,026 44,284 0.05%
428 ALNYLAM PHARMACEUTICALS INC 797,829 44,272 0.05%
429 VEREIT Inc 44,484,000 44,213 0.05% PRN
430 UNITED PARCEL SERVICE INC 409,575 44,119 0.05%
431 TJX COS INC NEW 571,013 44,099 0.05%
432 CONSTELLATION BRANDS INC 265,978 43,993 0.05%
433 PRUDENTIAL FINL INC 616,358 43,971 0.05%
434 XCEL ENERGY INC 980,713 43,916 0.05%
435 AIR PRODS & CHEMS INC 307,495 43,677 0.05%
436 ARCHER DANIELS MIDLAND CO 1,015,033 43,535 0.05%
437 COOPER COS INC 252,718 43,359 0.05%
438 CHEVRON CORP NEW 413,483 43,345 0.05%
439 AFLAC INC 598,770 43,207 0.05%
440 BB&T CORP 1,210,578 43,109 0.05%
441 ELECTRONIC ARTS INC 567,715 43,010 0.05%
442 JOHNSON CTLS INTL PLC 971,144 42,983 0.05%
443 JPMORGAN CHASE & CO 690,974 42,937 0.05%
444 BROADCOM LTD 275,294 42,781 0.05%
445 PPG INDS INC 410,002 42,702 0.05%
446 AUTOZONE INC 53,716 42,642 0.05%
447 SBA COMMUNICATIONS CORP 393,051 42,426 0.05%
448 T MOBILE US INC 978,960 42,360 0.05%
449 ALKERMES PLC 978,590 42,295 0.05%
450 BROOKFIELD ASSET MGMT INC 1,285,051 42,291 0.05%
Page 9 of 193