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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 466 holdings with a total value of $4,825,015,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 PETROCHINA CO LTD 3 0 0.00%
2 BREITBURN ENERGY PARTNERS LP COM 24 0 0.00%
3 AMERICAN SUPERCONDUCTOR CORPOR 35 0 0.00%
4 ALCATEL SA ADR 78 0 0.00%
5 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 450 0 0.00%
6 Adt Corp 32 1,000 0.00%
7 ARCH COAL INC 1,800 1,000 0.00%
8 TALEN ENERGY CORP COM 64 1,000 0.00%
9 COMMUNITY HEALTH SYS INC NEW COM 31 2,000 0.00%
10 LYONDELLBASELL INDUSTRIES N 16 2,000 0.00%
11 3-D SYS CORP DEL 167 3,000 0.00%
12 CANADIAN NAT RES LTD 115 3,000 0.00%
13 ABB LTD 129 3,000 0.00%
14 NUCOR CORP 66 3,000 0.00%
15 HONDA MOTOR CO ADR SPONSORED 106 3,000 0.00%
16 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 500 4,000 0.00%
17 CUMMINS INC 29 4,000 0.00%
18 INTL PAPER CO 80 4,000 0.00%
19 WEYERHAEUSER CO 122 4,000 0.00%
20 SYMANTEC CORP 163 4,000 0.00%
21 LINEAR TECH 100 4,000 0.00%
22 ALLERGAN PLC 18 5,000 0.00%
23 WEATHERFORD INTL PLC 490 6,000 0.00%
24 ALLSTATE CORP 100 6,000 0.00%
25 FRONTIER COMM 1,241 6,000 0.00%
26 ACCELERON PHARMA 236 7,000 0.00%
27 TIFFANY 80 7,000 0.00%
28 CATERPILLAR INC 80 7,000 0.00%
29 INTUIT 77 8,000 0.00%
30 KNOWLES CORP COM 416 8,000 0.00%
31 KEYSIGHT TECHNOLOGIES INC COM 304 9,000 0.00%
32 SUNEDISON INC 316 9,000 0.00%
33 ASML HOLDING N V N Y REGISTRY SHS 97 10,000 0.00%
34 BROADCOM CORP CL A 185 10,000 0.00%
35 SELECT SECTOR SPDR TR 450 11,000 0.00%
36 HEALTHCARE RLTY TR 500 12,000 0.00%
37 JUNO THERAPEUTICS INCORPORATED 226 12,000 0.00%
38 WALGREENS BOOTS ALLIANCE INC 138 12,000 0.00%
39 COSTAR GROUP 63 13,000 0.00%
40 POWERSHARES ETF TRUST 500 15,000 0.00%
41 PPL CORP 517 15,000 0.00%
42 SHIRE PLC 62 15,000 0.00%
43 LABORATORY CORP AMER HLDGS 134 16,000 0.00%
44 SCHWAB CHARLES CORP 500 16,000 0.00%
45 MARATHON PETE CORP 332 17,000 0.00%
46 VANGUARD INDEX FDS 250 19,000 0.00%
47 ADVANCE AUTO PARTS INC 120 19,000 0.00%
48 GENERAL MTRS CO 600 20,000 0.00%
49 MCKESSON CORP 100 22,000 0.00%
50 TESORO LOGISTICS LP 410 23,000 0.00%
Page 1 of 10

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000315123-15-000019, filed 2015.07.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.