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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000315123-17-000009) filed in 2017.01.19
#
Name
Shares
Value ($)
%
Options
Notes
1 ZIMMER BIOMET HLDGS INC 4,400 454 0.01%
2 ZELTIQ AESTHETICS INC 649 28 0.00%
3 ZELTIQ AESTHETICS INC 2,380 104 0.00%
4 YUM CHINA HLDGS INC 3,892 102 0.00%
5 YUM BRANDS INC 3,892 246 0.00%
6 XYLEM INC 7,738 383 0.01%
7 XYLEM INC 21,115 1,046 0.02%
8 XERIUM TECHNOLOGIES INC 1,026 6 0.00%
9 WPX ENERGY INC 30,000 437 0.01%
10 WMI HOLDINGS CORP. 1,639 3 0.00%
11 WILLIAMS PARTNERS L P NEW 702 27 0.00%
12 WILLIAMS PARTNERS L P NEW 4,827 184 0.00%
13 WILEY JOHN SONS INC 3,000 164 0.00%
14 WHOLE FOODS MKT INC 2,120 65 0.00%
15 WEYERHAEUSER CO 4,922 148 0.00%
16 WESTERN GAS PARTNERS LP 500 29 0.00%
17 WESTERN GAS PARTNERS LP 40,981 2,408 0.05%
18 WESTERN DIGITAL CORP 413 28 0.00%
19 WELLS FARGO & CO NEW 313,815 17,294 0.35%
20 WELLS FARGO & CO NEW 1,604,048 88,399 1.80%
21 WELLS FARGO & CO NEW 200,961 11,075 0.23%
22 WEC ENERGY GROUP INC 98,833 5,797 0.12%
23 WEC ENERGY GROUP INC 65,403 3,836 0.08%
24 WEC ENERGY GROUP INC 647,545 37,979 0.77%
25 WEATHERFORD INTL PLC 216 1 0.00%
26 WATERS CORP 2,745 369 0.01%
27 WALGREENS BOOTS ALLIANCE INC 53,854 4,457 0.09%
28 WALGREENS BOOTS ALLIANCE INC 20,115 1,665 0.03%
29 WAL-MART STORES INC 22,024 1,522 0.03%
30 WAL-MART STORES INC 8,032 555 0.01%
31 Vocera Communications Inc 871,895 16,121 0.33%
32 VODAFONE GROUP PLC NEW 5,416 132 0.00%
33 VODAFONE GROUP PLC NEW 41,114 1,004 0.02%
34 VISA INC 236,864 18,480 0.38%
35 VISA INC 1,315,140 102,607 2.08%
36 VISA INC 134,256 10,475 0.21%
37 VERSUM MATLS INC 1,540 43 0.00%
38 VERIZON COMMUNICATIONS INC 6,654 355 0.01%
39 VERIZON COMMUNICATIONS INC 2,611 139 0.00%
40 VERISK ANALYTICS INC 3,022 245 0.00%
41 VCA INCORPORATED 2,771 190 0.00%
42 VARIAN MED SYS INC 3,708 333 0.01%
43 VANGUARD TAX-MANAGED FDS 2,435 89 0.00%
44 VANGUARD TAX-MANAGED FDS 540 20 0.00%
45 VANGUARD SPECIALIZED FUNDS 26,698 2,274 0.05%
46 VANGUARD MORTG-BACK SEC ETF 251,244 13,138 0.27%
47 VANGUARD MORTG-BACK SEC ETF 534,956 27,973 0.57%
48 VANGUARD MORTG-BACK SEC ETF 187,692 9,814 0.20%
49 VANGUARD INTL EQUITY INDEX F 10,100 616 0.01%
50 VANGUARD INTL EQUITY INDEX F 73,746 2,639 0.05%
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