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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000315123-17-000009) filed in 2017.01.19
#
Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 1,772,158 152,920 3.11%
2 SOUTHWEST AIRLS CO 2,553,165 127,250 2.59%
3 ORACLE CORP 2,783,633 107,031 2.17%
4 ALPHABET INC 138,496 106,894 2.17%
5 CVS HEALTH CORP 1,346,219 106,230 2.16%
6 VISA INC 1,315,140 102,607 2.08%
7 MICROSOFT CORP 1,614,991 100,356 2.04%
8 FACEBOOK INC 860,736 99,028 2.01%
9 SHIRE PLC 535,569 91,250 1.85%
10 SPDR S&P 500 ETF TR 400,268 89,472 1.82%
11 WELLS FARGO & CO NEW 1,604,048 88,399 1.80%
12 REINSURANCE GROUP AMER INC 698,179 87,852 1.79%
13 ILLINOIS TOOL WKS INC 695,388 85,157 1.73%
14 CONOCOPHILLIPS 1,504,176 75,419 1.53%
15 ROYAL CARIBBEAN GROUP 872,584 71,587 1.45%
16 BP PLC 1,847,014 69,041 1.40%
17 KINDER MORGAN INC DEL 3,296,174 68,264 1.39%
18 PENTAIR PLC 1,194,527 66,977 1.36%
19 CAPITAL ONE FINL CORP 757,051 66,045 1.34%
20 DELPHI AUTOMOTIVE PLC 965,228 65,008 1.32%
21 EXXON MOBIL CORP 695,232 62,752 1.28%
22 ABBOTT LABS 1,630,390 62,623 1.27%
23 AMAZON COM INC 81,592 61,183 1.24%
24 NOVARTIS A G 814,335 59,316 1.21%
25 UNITED CONTINENTAL H 753,702 54,930 1.12%
26 BECTON DICKINSON & CO 328,886 54,447 1.11%
27 CERNER CORP 1,106,924 52,435 1.07%
28 NIKE INC 1,024,629 52,082 1.06%
29 BIOGEN INC 178,174 50,527 1.03%
30 SYNCHRONY FINL 1,324,549 48,041 0.98%
31 ST JUDE 584,134 46,842 0.95%
32 REGENERON PHARMACEUTICALS 116,385 42,724 0.87%
33 AMERICAN WTR WKS CO INC NEW 581,483 42,076 0.85%
34 BAIDU INC 246,807 40,578 0.82%
35 WEC ENERGY GROUP INC 647,545 37,979 0.77%
36 ISHARES TR 648,845 37,458 0.76%
37 CHEVRON CORP NEW 316,288 37,227 0.76%
38 CEMEX SAB DE CV 4,557,784 36,599 0.74%
39 ILLUMINA INC 283,328 36,277 0.74%
40 ALPHABET INC 42,963 34,046 0.69%
41 MICROSEMI CORP 537,167 28,991 0.59%
42 MERCK & CO INC 485,219 28,565 0.58%
43 COTERRA ENERGY INC 1,210,524 28,278 0.57%
44 HEALTHCARE SVCS GROUP INC COM 721,105 28,246 0.57%
45 VANGUARD SCOTTSDALE FDS 534,956 27,973 0.57%
46 JPMORGAN CHASE & CO 309,632 26,718 0.54%
47 ABIOMED INC 231,622 26,099 0.53%
48 MENTOR GRAPHICS CORP 680,079 25,088 0.51%
49 MASIMO CORP COM 337,881 22,773 0.46%
50 COLGATE PALMOLIVE CO 346,553 22,678 0.46%
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