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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000315123-16-000074) filed in 2016.10.28
#
Name
Shares
Value ($)
%
Options
Notes
1 MICROSOFT CORP 2,119,015 122,055 2.55%
2 JPMORGAN CHASE & CO 1,762,378 117,357 2.45%
3 ORACLE CORP 2,778,828 109,152 2.28%
4 CVS HEALTH CORP 1,219,545 108,527 2.27%
5 VISA INC 1,311,218 108,438 2.26%
6 ALPHABET INC 124,198 96,538 2.02%
7 REINSURANCE GROUP AMER INC 874,181 94,359 1.97%
8 SHIRE PLC 464,923 90,130 1.88%
9 SOUTHWEST AIRLS CO 2,226,265 86,579 1.81%
10 SPDR S&P 500 ETF TR 396,718 85,810 1.79%
11 ILLINOIS TOOL WKS INC 695,388 83,335 1.74%
12 PENTAIR PLC 1,200,852 77,143 1.61%
13 KINDER MORGAN INC DEL 3,301,522 76,364 1.59%
14 BECTON DICKINSON & CO 423,376 76,093 1.59%
15 WELLS FARGO & CO NEW 1,656,335 73,343 1.53%
16 DELPHI AUTOMOTIVE PLC 963,248 68,699 1.43%
17 AMAZON COM INC 81,723 68,427 1.43%
18 WEC ENERGY GROUP INC 1,096,902 65,682 1.37%
19 NOVARTIS A G 820,358 64,775 1.35%
20 EXXON MOBIL CORP 737,868 64,401 1.34%
21 ROYAL CARIBBEAN GROUP 852,515 63,896 1.33%
22 CAPITAL ONE FINL CORP 883,118 63,434 1.32%
23 ANNALY CAPITAL MANAGEMENT INC COM 5,690,771 59,753 1.25%
24 MALLINCKRODT PUB LTD CO SHS 798,604 55,727 1.16%
25 BP PLC 1,574,442 55,357 1.16%
26 NIKE INC 1,049,869 55,276 1.15%
27 CERNER CORP 874,406 53,995 1.13%
28 SBA COMMUNICATIONS CORPORATION 477,704 53,579 1.12%
29 CONOCOPHILLIPS 1,170,489 50,881 1.06%
30 ABBOTT LABS 1,150,920 48,672 1.02%
31 UNITED CONTINENTAL H 884,525 46,411 0.97%
32 ST JUDE 577,451 46,057 0.96%
33 BAIDU INC 249,943 45,507 0.95%
34 AMERICAN WTR WKS CO INC NEW 579,387 43,361 0.91%
35 BIOGEN INC 135,102 42,291 0.88%
36 ISHARES TR 690,962 40,857 0.85%
37 AFLAC INC 543,392 39,054 0.82%
38 ALPHABET INC 48,489 38,988 0.81%
39 ILLUMINA INC 198,416 36,044 0.75%
40 CHEVRON CORP NEW 315,797 32,502 0.68%
41 MERCK & CO INC 519,307 32,410 0.68%
42 ABIOMED INC 231,516 29,768 0.62%
43 VANGUARD SCOTTSDALE FDS 551,586 29,764 0.62%
44 HEALTHCARE SVCS GROUP INC COM 720,799 28,529 0.60%
45 REGENERON PHARMACEUTICALS 69,754 28,043 0.59%
46 COTERRA ENERGY INC 1,016,897 26,236 0.55%
47 EDWARDS LIFESCIENCES CORP 214,692 25,883 0.54%
48 COLGATE PALMOLIVE CO 346,553 25,693 0.54%
49 MICROSEMI CORP 537,536 22,566 0.47%
50 MICROSOFT CORP 386,896 22,285 0.47%
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