| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BIOTIME INC | 81 | 0 | 0.00% | Call | |
| 2 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 38,080 | 0 | 0.00% | ||
| 3 | KINROSS GOLD CORP | 100 | 0 | 0.00% | Call | |
| 4 | CYTRX CORP | 16,711 | 6,000 | 0.00% | ||
| 5 | TEREX CORP NEW | 200 | 6,000 | 0.00% | Call | |
| 6 | LOMBARD MEDICAL INC | 18,236 | 11,000 | 0.00% | ||
| 7 | CTRIP COM INTL LTD | 300 | 12,000 | 0.00% | Put | |
| 8 | NIELSEN HLDGS PLC | 300 | 13,000 | 0.00% | Call | |
| 9 | SYNTHETIC BIOLOGICS INCORPORATED | 16,830 | 13,000 | 0.00% | ||
| 10 | TRANSENTERIX INC | 11,987 | 16,000 | 0.00% | ||
| 11 | TERRAVIA HLDGS INC COM | 13,531 | 16,000 | 0.00% | ||
| 12 | SKECHERS U S A INC | 700 | 17,000 | 0.00% | Put | |
| 13 | BARCLAYS BANK PLC | 25,000 | 17,000 | 0.00% | ||
| 14 | BHP BILLITON LTD | 500 | 18,000 | 0.00% | Call | |
| 15 | ARROWHEAD PHARMACEUTICALS IN | 11,755 | 18,000 | 0.00% | ||
| 16 | VISA INC | 243 | 19,000 | 0.00% | Put | |
| 17 | ATHERSYS INC NEW | 13,116 | 20,000 | 0.00% | ||
| 18 | BIOSCRIP INC | 19,372 | 20,000 | 0.00% | ||
| 19 | CAMECO CORP | 2,000 | 21,000 | 0.00% | Call | |
| 20 | BIO PATH HOLDINGS INC | 15,243 | 21,000 | 0.00% | ||
| 21 | EXCO RESOURCES INC | 24,121 | 21,000 | 0.00% | ||
| 22 | TRACTOR SUPPLY CO | 300 | 23,000 | 0.00% | Put | |
| 23 | NAVIOS MARITIME ACQUIS CORP SHS | 13,897 | 24,000 | 0.00% | ||
| 24 | GIGPEAK INC | 10,044 | 25,000 | 0.00% | ||
| 25 | ISHARES | 1,000 | 26,000 | 0.00% | Call | |
| 26 | ISHARES | 1,000 | 26,000 | 0.00% | Put | |
| 27 | IDERA PHARMACEUTICALS INCORPORATED COM NEW | 17,857 | 27,000 | 0.00% | ||
| 28 | DURECT CORP | 21,741 | 29,000 | 0.00% | ||
| 29 | KOPIN CORP | 10,616 | 30,000 | 0.00% | ||
| 30 | IMMUNOGEN INC | 14,511 | 30,000 | 0.00% | ||
| 31 | LIMELIGHT NETWORKS INC COM | 12,223 | 31,000 | 0.00% | ||
| 32 | RUBY TUESDAY INC COM | 10,236 | 33,000 | 0.00% | ||
| 33 | CENTRAL EUROPEAN MEDIA ENTRP CL A NEW | 13,197 | 34,000 | 0.00% | ||
| 34 | FRONTIER COMMUNICATIONS CORP | 10,000 | 34,000 | 0.00% | Put | |
| 35 | GLU MOBILE INC | 17,728 | 34,000 | 0.00% | ||
| 36 | PHARMATHENE INC COM | 10,734 | 35,000 | 0.00% | ||
| 37 | BHP BILLITON LTD | 1,000 | 36,000 | 0.00% | Put | |
| 38 | MANNKIND CORP. | 55,861 | 36,000 | 0.00% | ||
| 39 | SANGAMO THERAPEUTICS INCORPORATED | 11,961 | 36,000 | 0.00% | ||
| 40 | PLUG POWER INC | 31,116 | 37,000 | 0.00% | ||
| 41 | AKERS BIOSCIENCES INC | 20,470 | 39,000 | 0.00% | ||
| 42 | RIGEL PHARMACEUTICAL INC | 17,229 | 41,000 | 0.00% | ||
| 43 | LADENBURG THALMAN FIN SVCS I | 17,414 | 42,000 | 0.00% | ||
| 44 | BIOTIME INC | 11,960 | 43,000 | 0.00% | ||
| 45 | GREAT LAKES DREDGE & DOCK CO | 10,178 | 43,000 | 0.00% | ||
| 46 | CITRIX SYS INC | 500 | 45,000 | 0.00% | Put | |
| 47 | Teekay Tankers LTD | 20,071 | 45,000 | 0.00% | ||
| 48 | ISHARES TR | 400 | 45,000 | 0.00% | Call | |
| 49 | ATLANTIC PWR CORP | 19,896 | 50,000 | 0.00% | ||
| 50 | AGENUS INC | 12,590 | 52,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000873630-17-000001, filed 2017.02.09).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
