| # | % | |||||
|---|---|---|---|---|---|---|
| 151 | INTREPID POTASH INC | 2,200 | 37,000 | 0.00% | Call | |
| 152 | AMC ENTMT HLDGS INC | 1,500 | 37,000 | 0.00% | Put | |
| 153 | CYTRX CORP | 8,847 | 37,000 | 0.00% | ||
| 154 | INTERMOLECULAR INC | 15,845 | 37,000 | 0.00% | ||
| 155 | OCEAN PWR TECHNOLOGIES INC | 22,943 | 38,000 | 0.00% | ||
| 156 | XG TECHNOLOGY INC | 19,153 | 38,000 | 0.00% | ||
| 157 | INTERMUNE INC | 25,000 | 38,000 | 0.00% | PRN | |
| 158 | SUSQUEHANNA BANCSHARES INC | 3,600 | 38,000 | 0.00% | Put | |
| 159 | LILIS ENERGY INC | 21,959 | 38,000 | 0.00% | ||
| 160 | PENDRELL CORP | 21,988 | 39,000 | 0.00% | ||
| 161 | XYLEM INC | 1,000 | 39,000 | 0.00% | Put | |
| 162 | KALOBIOS PHARMACEUTICALS INC | 17,314 | 39,000 | 0.00% | ||
| 163 | MAIN STREET CAPITAL CORP | 1,200 | 40,000 | 0.00% | Put | |
| 164 | GRUPO FINANCIERO GALICIA S A | 2,700 | 40,000 | 0.00% | Call | |
| 165 | CHINA HGS REAL ESTATE INC | 15,756 | 41,000 | 0.00% | ||
| 166 | ITRON INC | 1,000 | 41,000 | 0.00% | Call | |
| 167 | RENEWABLE ENERGY | 3,600 | 41,000 | 0.00% | Call | |
| 168 | BUILD A BEAR WORKSHOP COM | 3,100 | 41,000 | 0.00% | Put | |
| 169 | CHEGG INC COM | 6,000 | 42,000 | 0.00% | Call | |
| 170 | AIR LEASE CORP | 1,100 | 42,000 | 0.00% | Call | |
| 171 | GIGA TRONICS INC | 16,975 | 42,000 | 0.00% | ||
| 172 | LIQTECH INTL INC | 21,732 | 43,000 | 0.00% | ||
| 173 | BANRO CORP | 89,981 | 43,000 | 0.00% | ||
| 174 | TASEKO MINES LTD | 17,197 | 43,000 | 0.00% | ||
| 175 | ULTRATECH INC | 2,000 | 44,000 | 0.00% | Call | |
| 176 | ALTISOURCE RESIDENTIAL CORP CL B | 1,700 | 44,000 | 0.00% | Put | |
| 177 | URANERZ ENERGY CORP | 29,472 | 44,000 | 0.00% | ||
| 178 | ENTRAVISION COMMUNICATIONS C | 7,200 | 45,000 | 0.00% | Call | |
| 179 | SPIRIT RLTY CAP INC NEW | 4,000 | 45,000 | 0.00% | Put | |
| 180 | ALLY FINANCIAL | 1,900 | 45,000 | 0.00% | Put | |
| 181 | MURPHY USA INC COM | 925 | 45,000 | 0.00% | Put | |
| 182 | Sun Bancorp Inc. | 11,265 | 45,000 | 0.00% | ||
| 183 | REDIFF.COM INDIA LIMITED | 15,311 | 46,000 | 0.00% | ||
| 184 | VRINGO INC | 13,800 | 47,000 | 0.00% | Put | |
| 185 | ATOSSA GENETICS INC COM | 27,773 | 47,000 | 0.00% | ||
| 186 | NOVABAY PHARMACEUTICALS INC | 59,523 | 47,000 | 0.00% | ||
| 187 | FALCONSTOR SOFTWARE INC | 27,397 | 47,000 | 0.00% | ||
| 188 | ParkerVision, Inc. | 32,400 | 48,000 | 0.00% | Call | |
| 189 | SHANDA GAMES LTD | 7,300 | 48,000 | 0.00% | Call | |
| 190 | BLUELINX HLDGS INC | 34,738 | 49,000 | 0.00% | ||
| 191 | DURECT CORP | 26,846 | 49,000 | 0.00% | ||
| 192 | GENTEX CORP | 1,700 | 49,000 | 0.00% | Call | |
| 193 | XYLEM INC | 1,300 | 51,000 | 0.00% | Call | |
| 194 | BARRETT BILL CORP | 51,000 | 51,000 | 0.00% | PRN | |
| 195 | BPZ RESOURCES INC COM | 16,700 | 51,000 | 0.00% | Put | |
| 196 | CORNERSTONE ONDEMAND INC | 1,100 | 51,000 | 0.00% | Call | |
| 197 | CORNERSTONE ONDEMAND INC | 1,100 | 51,000 | 0.00% | Put | |
| 198 | PENTAIR PLC | 713 | 51,000 | 0.00% | Put | |
| 199 | ENTRAVISION COMMUNICATIONS C | 8,200 | 51,000 | 0.00% | Put | |
| 200 | MERGE HEALTHCARE INC | 22,787 | 52,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000769993-14-000525, filed 2014.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
