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NOVABAY PHARMACEUTICALS INC
NOVABAY PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 22 Institutional holders with a total value of $1,704,253.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 790,383 624,000 36.61%
2 GLENMEDE TRUST CO NA 300,000 237,000 13.91%
3 Orbitronix, LP 150,000 119,000 6.98%
4 GARRISON BRADFORD & ASSOCIATES INC 128,000 101,000 5.93%
5 BRIDGEWAY CAPITAL MANAGEMENT, LLC 121,500 96,000 5.63%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 103,100 81,000 4.75%
7 DEUTSCHE BANK AG\ 101,800 80,000 4.69%
8 Virtu KCG Holdings LLC 86,175 68,000 3.99%
9 GEODE CAPITAL MANAGEMENT, LLC 72,124 56,000 3.29%
10 EXENCIAL WEALTH ADVISORS, LLC 59,679 51,000 2.99%
11 NORTHERN TRUST CORP 59,041 47,000 2.76%
12 GOLDMAN SACHS GROUP INC 59,523 47,000 2.76%
13 RENAISSANCE TECHNOLOGIES LLC 39,500 31,000 1.82%
14 MORGAN STANLEY 22,500 18,000 1.06%
15 CITADEL ADVISORS LLC 20,562 16,000 0.94%
16 BOSTON FAMILY OFFICE LLC 17,500 14,000 0.82%
17 GUGGENHEIM CAPITAL LLC 17,743 14,000 0.82%
18 Ground Swell Capital, LLC 4,333 3,000 0.18%
19 ROYAL BANK OF CANADA 1,000 1,000 0.06%
20 BNP PARIBAS FINANCIAL MARKETS 320 253 0.01%
21 Tower Research Capital LLC (TRC) 229 0 0.00%
22 NEW ENGLAND SECURITIES CORP /MA/ 600 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.