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KALOBIOS PHARMACEUTICALS INC
KALOBIOS PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 43 Institutional holders with a total value of $39,755,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRIMECAP MANAGEMENT CO/CA/ 4,475,700 10,205,000 25.67%
2 DEERFIELD MANAGEMENT COMPANY, L.P. 2,786,783 6,354,000 15.98%
3 First Eagle Investment Management, LLC 1,746,591 3,982,000 10.02%
4 FMR LLC 1,576,666 3,595,000 9.04%
5 BVF INC/IL 1,162,000 2,649,000 6.66%
6 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,084,493 2,473,000 6.22%
7 GREAT POINT PARTNERS LLC 910,699 2,076,000 5.22%
8 WALL STREET ASSOCIATES 608,300 1,387,000 3.49%
9 VANGUARD GROUP INC 470,690 1,073,000 2.70%
10 SPHERA FUNDS MANAGEMENT LTD. 360,000 821,000 2.07%
11 MILLENNIUM MANAGEMENT LLC 352,200 803,000 2.02%
12 Opaleye Management Inc. 320,000 730,000 1.84%
13 RENAISSANCE TECHNOLOGIES LLC 245,301 559,000 1.41%
14 Weiss Multi-Strategy Advisers LLC 200,000 456,000 1.15%
15 SSI INVESTMENT MANAGEMENT LLC 173,360 394,000 0.99%
16 DEUTSCHE BANK AG\ 140,281 318,000 0.80%
17 NORTHERN TRUST CORP 111,466 254,000 0.64%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 86,700 198,000 0.50%
19 GEODE CAPITAL MANAGEMENT, LLC 76,360 174,000 0.44%
20 BLAIR WILLIAM & CO/IL 74,635 170,000 0.43%
21 Old West Investment Management, LLC 58,838 134,000 0.34%
22 Paloma Partners Management Co 51,027 116,000 0.29%
23 BlackRock Institutional Trust Company, N.A. 50,528 115,000 0.29%
24 BANK OF AMERICA CORP /DE/ 48,720 111,000 0.28%
25 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 34,089 78,000 0.20%
26 Nationwide Fund Advisors 34,300 78,000 0.20%
27 BlackRock Fund Advisors 31,024 71,000 0.18%
28 LMR Partners LLP 25,780 58,000 0.15%
29 Nine Chapters Capital Management LLC 21,400 49,000 0.12%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 17,304 39,000 0.10%
31 GOLDMAN SACHS GROUP INC 17,314 39,000 0.10%
32 BARCLAYS PLC 18,339 37,000 0.09%
33 VALLEY WEALTH MANAGERS, INC. 15,861 36,000 0.09%
34 CREDIT SUISSE AG/ 14,664 33,000 0.08%
35 D. E. Shaw & Co., Inc. 13,172 30,000 0.08%
36 DIMENSIONAL FUND ADVISORS LP 5,656 13,000 0.03%
37 UBS AG 5,747 13,000 0.03%
38 BlackRock Investment Management, LLC 5,338 12,000 0.03%
39 Tower Research Capital LLC (TRC) 5,262 12,000 0.03%
40 MORGAN STANLEY 2,304 5,000 0.01%
41 CITIGROUP INC 1,284 3,000 0.01%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 229 1,000 0.00%
43 BANK OF MONTREAL /CAN/ 310 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.