| # | % | |||||
|---|---|---|---|---|---|---|
| 201 | Arris Group Inc | 500 | 15,000 | 0.00% | Put | |
| 202 | RECON TECHNOLOGY LTD | 10,707 | 15,000 | 0.00% | ||
| 203 | Apricus Biosciences, Inc. | 15,075 | 15,000 | 0.00% | ||
| 204 | Macrocure Ltd. | 11,769 | 15,000 | 0.00% | ||
| 205 | Acxiom Corp | 700 | 15,000 | 0.00% | Put | |
| 206 | Ipass Inc | 14,706 | 15,000 | 0.00% | ||
| 207 | GLOWPOINT INC | 30,443 | 15,000 | 0.00% | ||
| 208 | E-Commerce China Dangdang, Inc. Sponsored ADR Class A | 2,100 | 15,000 | 0.00% | Put | |
| 209 | BALLARD PWR SYS INC NEW | 9,500 | 15,000 | 0.00% | Put | |
| 210 | VIVINT SOLAR INC | 1,600 | 15,000 | 0.00% | Call | |
| 211 | STONE ENERGY CORP | 3,400 | 15,000 | 0.00% | Put | |
| 212 | Enservco Corp | 27,314 | 15,000 | 0.00% | ||
| 213 | DELCATH SYS INC COM NEW | 29,972 | 15,000 | 0.00% | ||
| 214 | REAL GOODS SOLAR INC | 24,056 | 15,000 | 0.00% | ||
| 215 | LA QUINTA HLDGS INC COM | 1,200 | 16,000 | 0.00% | Call | |
| 216 | UQM TECHNOLOGIES INC COM | 24,630 | 16,000 | 0.00% | ||
| 217 | CHINA NEW BORUN CORP ADR | 11,294 | 16,000 | 0.00% | ||
| 218 | TRUETT-HURST INC | 11,038 | 16,000 | 0.00% | ||
| 219 | Vocera Communications Inc | 1,300 | 16,000 | 0.00% | Put | |
| 220 | Cellectar Biosciences @4.68 8/ | 21,983 | 16,000 | 0.00% | ||
| 221 | DEL FRISCOS RESTAURANT GROUP COM | 1,000 | 16,000 | 0.00% | Put | |
| 222 | LINN CO LLC | 15,800 | 16,000 | 0.00% | Call | |
| 223 | VUZIX CORP | 2,100 | 16,000 | 0.00% | Call | |
| 224 | ISHARES TR MSCI UTD KNGDM | 1,000 | 16,000 | 0.00% | Put | |
| 225 | NTN Buzztime, Inc. | 101,151 | 16,000 | 0.00% | ||
| 226 | WAFERGEN BIO-SYSTEMS INC | 21,678 | 16,000 | 0.00% | ||
| 227 | DRYSHIPS INC | 92,084 | 16,000 | 0.00% | ||
| 228 | Mechel Open Joint Stock Co. AD | 20,000 | 16,000 | 0.00% | Call | |
| 229 | BLUELINX HLDGS INC | 32,161 | 17,000 | 0.00% | ||
| 230 | ONCONOVA THERAPEUTICS | 18,268 | 17,000 | 0.00% | ||
| 231 | QUICKLOGIC CORP | 15,090 | 17,000 | 0.00% | ||
| 232 | Quantum Fuel Systems Tech Worl | 22,711 | 17,000 | 0.00% | ||
| 233 | ROGERS COMMUNICATIONS INC | 500 | 17,000 | 0.00% | Put | |
| 234 | RTI INTL METALS INC SR CV NT1.625 19 | 17,000 | 17,000 | 0.00% | PRN | |
| 235 | Smith Micro Software | 23,193 | 17,000 | 0.00% | ||
| 236 | ISHARES TR | 800 | 17,000 | 0.00% | Put | |
| 237 | FLEX LTD | 1,500 | 17,000 | 0.00% | Put | |
| 238 | CHARLES & COLVARD LTD | 15,482 | 17,000 | 0.00% | ||
| 239 | RELIV INTL INC COM NEW | 28,928 | 17,000 | 0.00% | ||
| 240 | DINE BRANDS GLOBAL INC | 200 | 17,000 | 0.00% | Call | |
| 241 | FX ENERGY INC | 14,409 | 17,000 | 0.00% | ||
| 242 | SERVICENOW INC | 200 | 17,000 | 0.00% | Put | |
| 243 | GTX INC | 24,562 | 17,000 | 0.00% | ||
| 244 | UNISYS CORP | 1,600 | 18,000 | 0.00% | Put | |
| 245 | Mueller Industries Inc | 3,100 | 18,000 | 0.00% | Call | |
| 246 | ISHARES | 500 | 18,000 | 0.00% | Call | |
| 247 | AMIRA NATURE FOODS LTD | 2,000 | 18,000 | 0.00% | Call | |
| 248 | EASTMAN KODAK CO | 1,400 | 18,000 | 0.00% | Call | |
| 249 | EZCORP INC CL A NON VTG | 3,600 | 18,000 | 0.00% | Call | |
| 250 | NAVIOS MARITIME HOLDINGS INC | 10,000 | 18,000 | 0.00% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000769993-16-001461, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
