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Smith Micro Software
Smith Micro Software. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 34 Institutional holders with a total value of $6,535,202.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DIKER MANAGEMENT LLC 4,386,720 3,198,000 48.93%
2 BlackRock Institutional Trust Company, N.A. 1,257,879 917,000 14.03%
3 VANGUARD GROUP INC 778,489 567,000 8.68%
4 RENAISSANCE TECHNOLOGIES LLC 750,800 547,000 8.37%
5 Composition Wealth, LLC 612,772 447,000 6.84%
6 Cowen Prime Services LLC 181,331 132,000 2.02%
7 GEODE CAPITAL MANAGEMENT, LLC 180,353 131,000 2.00%
8 BANK OF AMERICA CORP /DE/ 161,366 118,000 1.81%
9 BlackRock Fund Advisors 117,510 86,000 1.32%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 89,500 65,000 0.99%
11 ALGERT GLOBAL LLC 85,143 62,000 0.95%
12 BRIDGEWAY CAPITAL MANAGEMENT, LLC 75,400 55,000 0.84%
13 NORTHERN TRUST CORP 65,417 47,000 0.72%
14 Bank of New York Mellon Corp 48,113 35,000 0.54%
15 GOLDMAN SACHS GROUP INC 23,193 17,000 0.26%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,958 16,000 0.24%
17 TWO SIGMA SECURITIES, LLC 18,575 14,000 0.21%
18 STATE STREET CORP 19,313 14,000 0.21%
19 CITADEL ADVISORS LLC 17,707 13,000 0.20%
20 BLACKROCK ADVISORS LLC 12,346 9,000 0.14%
21 GSA CAPITAL PARTNERS LLP 12,793 9,000 0.14%
22 Virtu KCG Holdings LLC 12,881 9,000 0.14%
23 WFG Advisors, LP 10,700 8,000 0.12%
24 Tower Research Capital LLC (TRC) 9,384 7,000 0.11%
25 BlackRock Investment Management, LLC 6,717 5,000 0.08%
26 IFP ADVISORS, INC 6,000 4,000 0.06%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,204 2,000 0.03%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 1,000 0.02%
29 Winslow, Evans & Crocker, Inc. 276 202 0.00%
30 BARCLAYS PLC 29 0 0.00%
31 WELLS FARGO & COMPANY/MN 1 0 0.00%
32 AMERICAN INTERNATIONAL GROUP, INC. 300 0 0.00%
33 BANK OF MONTREAL /CAN/ 27 0 0.00%
34 MORGAN STANLEY 80 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.