| 1 |
BVF INC/IL |
11,163,136 |
7,814,000 |
73.84% |
|
|
| 2 |
BlackRock Institutional Trust Company, N.A. |
1,528,732 |
1,070,000 |
10.11% |
|
|
| 3 |
VANGUARD GROUP INC |
896,293 |
628,000 |
5.93% |
|
|
| 4 |
GEODE CAPITAL MANAGEMENT, LLC |
350,742 |
245,000 |
2.32% |
|
|
| 5 |
BlackRock Fund Advisors |
167,829 |
117,000 |
1.11% |
|
|
| 6 |
D. E. Shaw & Co., Inc. |
136,786 |
96,000 |
0.91% |
|
|
| 7 |
First Horizon Advisors, Inc. |
128,000 |
90,000 |
0.85% |
|
|
| 8 |
JACOBS LEVY EQUITY MANAGEMENT, INC |
112,524 |
79,000 |
0.75% |
|
|
| 9 |
NORTHERN TRUST CORP |
69,408 |
49,000 |
0.46% |
|
|
| 10 |
Spark Investment Management LLC |
64,200 |
44,000 |
0.42% |
|
|
| 11 |
STIFEL FINANCIAL CORP |
50,000 |
35,000 |
0.33% |
|
|
| 12 |
Bank of New York Mellon Corp |
39,379 |
28,000 |
0.26% |
|
|
| 13 |
GROUP ONE TRADING LLC |
34,561 |
24,000 |
0.23% |
|
|
| 14 |
TUDOR INVESTMENT CORP ET AL |
34,033 |
24,000 |
0.23% |
|
|
| 15 |
MORGAN STANLEY |
26,850 |
19,000 |
0.18% |
|
|
| 16 |
FCG ADVISORS, LLC |
24,228 |
17,000 |
0.16% |
|
|
| 17 |
GOLDMAN SACHS GROUP INC |
24,562 |
17,000 |
0.16% |
|
|
| 18 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
21,500 |
15,000 |
0.14% |
Put |
|
| 19 |
STATE STREET CORP |
20,538 |
15,000 |
0.14% |
|
|
| 20 |
Virtu KCG Holdings LLC |
21,912 |
15,000 |
0.14% |
|
|
| 21 |
Cannell & Co. |
20,000 |
14,000 |
0.13% |
|
|
| 22 |
DELTA ASSET MANAGEMENT LLC/TN |
18,800 |
14,000 |
0.13% |
|
|
| 23 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
20,029 |
14,000 |
0.13% |
|
|
| 24 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
15,900 |
12,000 |
0.11% |
|
|
| 25 |
BLACKROCK ADVISORS LLC |
17,845 |
12,000 |
0.11% |
|
|
| 26 |
LPL Financial LLC |
16,000 |
11,000 |
0.10% |
|
|
| 27 |
HIGHLAND CAPITAL MANAGEMENT, LLC |
14,234 |
10,000 |
0.09% |
|
|
| 28 |
BlackRock Investment Management, LLC |
12,001 |
8,000 |
0.08% |
|
|
| 29 |
IFP ADVISORS, INC |
11,625 |
8,000 |
0.08% |
|
|
| 30 |
WELLS FARGO & COMPANY/MN |
10,000 |
7,000 |
0.07% |
|
|
| 31 |
BANK OF AMERICA CORP /DE/ |
10,500 |
7,000 |
0.07% |
|
|
| 32 |
UBS Group AG |
8,542 |
6,000 |
0.06% |
|
|
| 33 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
7,706 |
5,000 |
0.05% |
|
|
| 34 |
THOMPSON DAVIS & CO., INC. |
6,000 |
4,000 |
0.04% |
|
|
| 35 |
CITIGROUP INC |
5,000 |
4,000 |
0.04% |
|
|
| 36 |
SIMPLEX TRADING, LLC |
3,285 |
2,000 |
0.02% |
|
|
| 37 |
Tower Research Capital LLC (TRC) |
1,341 |
1,000 |
0.01% |
|
|
| 38 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,700 |
1,000 |
0.01% |
|
|
| 39 |
Creative Planning |
1,000 |
1,000 |
0.01% |
|
|
| 40 |
DEUTSCHE BANK AG\ |
500 |
0 |
0.00% |
|
|
| 41 |
CUTLER GROUP LLC / CA |
2,000 |
0 |
0.00% |
Call |
|
| 42 |
TD Capital Management LLC |
100 |
0 |
0.00% |
|
|
| 43 |
BARCLAYS PLC |
8,600 |
0 |
0.00% |
Call |
|
| 44 |
MSI Financial Services Inc |
201 |
0 |
0.00% |
|
|
