Dark
Light
System
Institutional Investment Manager
SHUFRO ROSE & CO LLC
SHUFRO ROSE & CO LLC (CIK: 0000908195) incorporated in New York, located at 600 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 263 holdings with a total value of $972,158,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 NUVEEN PREFERRED SECURITIES 11,700 107,000 0.01%
252 MFC BANCORP LTD 25,850 104,000 0.01%
253 NUVEEN PFD INCOME OPPORTUN 10,000 95,000 0.01%
254 ARTS WAY MFG INC 16,775 79,000 0.01%
255 MITCHAM INDS 15,650 71,000 0.01%
256 DREYFUS HIGH YIELD STRATEGIE 16,775 61,000 0.01%
257 CASTLE A M & CO 10,500 38,000 0.00%
258 EQUUS TOTAL RETURN INC 17,735 34,000 0.00%
259 SCHMITT INDS INC ORE 12,000 31,000 0.00%
260 CHINA SHENGDA PACKAGING GROU 29,500 23,000 0.00%
261 GSE SYS INC 13,000 19,000 0.00%
262 CYCLACEL PHARMACEUTICALS INC 17,500 15,000 0.00%
263 MAGELLAN PETROLEUM CORP 29,500 15,000 0.00%
Page 6 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-000951, filed 2015.04.21).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.