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DREYFUS HIGH YIELD STRATEGIE
DREYFUS HIGH YIELD STRATEGIE. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 44 Institutional holders with a total value of $13,160,523.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Shaker Financial Services, LLC 699,794 2,554,000 19.41%
2 MARINER INVESTMENT GROUP LLC 655,037 2,391,000 18.17%
3 SG Americas Securities, LLC 541,040 1,975,000 15.01%
4 Invesco Ltd. 481,095 1,756,000 13.34%
5 WOLVERINE ASSET MANAGEMENT LLC 207,896 758,000 5.76%
6 INVESTMENT CENTERS OF AMERICA INC 99,561 361,000 2.74%
7 LPL Financial LLC 92,381 337,000 2.56%
8 BANK OF AMERICA CORP /DE/ 74,831 273,000 2.07%
9 MORGAN STANLEY 64,392 235,000 1.79%
10 AMERIPRISE FINANCIAL INC 60,114 219,000 1.66%
11 Fernwood Investment Management, LLC 44,400 162,000 1.23%
12 Commonwealth Equity Services, Inc 43,757 160,000 1.22%
13 GOLDMAN SACHS GROUP INC 40,262 147,000 1.12%
14 NATIONAL PLANNING CORP 37,326 137,000 1.04%
15 B. Riley Wealth Advisors, Inc. 36,852 135,000 1.03%
16 Cambridge Investment Research Advisors, Inc. 35,550 130,000 0.99%
17 DOLIVER ADVISORS, LP 33,397 122,000 0.93%
18 WFG Advisors, LP 31,952 117,000 0.89%
19 Cetera Advisor Networks LLC 28,316 103,000 0.78%
20 UBS Group AG 27,618 101,000 0.77%
21 Sunbelt Securities, Inc. 27,319 99,714 0.76%
22 Bank of New York Mellon Corp 25,446 93,000 0.71%
23 Creative Planning 23,725 87,000 0.66%
24 Virtu KCG Holdings LLC 21,312 78,000 0.59%
25 DRW Securities, LLC 20,518 75,000 0.57%
26 SHUFRO ROSE & CO LLC 16,775 61,000 0.46%
27 LEVIN CAPITAL STRATEGIES, L.P. 15,000 55,000 0.42%
28 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 14,845 54,000 0.41%
29 BRAVE ASSET MANAGEMENT INC 12,700 46,000 0.35%
30 Capital Investment Advisors, LLC 224,566 42,000 0.32%
31 GSA CAPITAL PARTNERS LLP 11,300 41,000 0.31%
32 Janney Montgomery Scott LLC 10,522 38,000 0.29%
33 Advisors Asset Management, Inc. 10,185 37,000 0.28%
34 SII INVESTMENTS INC/WI 10,000 36,000 0.27%
35 ROYAL BANK OF CANADA 7,412 27,000 0.21%
36 AMERICAN INTERNATIONAL GROUP, INC. 6,797 24,809 0.19%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,469 24,000 0.18%
38 WELLS FARGO & COMPANY/MN 5,570 21,000 0.16%
39 Catalyst Capital Advisors LLC 5,000 18,000 0.14%
40 PNC FINANCIAL SERVICES GROUP, INC. 3,856 14,000 0.11%
41 FIFTH THIRD BANCORP 2,514 9,000 0.07%
42 Waverly Advisors, LLC 1,000 4,000 0.03%
43 Focused Wealth Management, Inc 920 3,000 0.02%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.