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Institutional Investment Manager
JOHN G ULLMAN & ASSOCIATES INC
JOHN G ULLMAN & ASSOCIATES INC (CIK: 0000919530) incorporated in New York, located at 51 East Market Street, Corning, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 117 holdings with a total value of $486,962,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 XYLEM INC 43,300 1,933,000 0.40%
52 ORBOTECH LTD 76,842 1,963,000 0.40%
53 SIGNATURE BANK 16,250 2,030,000 0.42%
54 CHICAGO BRIDGE & IRON CO N V 62,400 2,161,000 0.44%
55 AECOM 73,000 2,319,000 0.48%
56 NEOGEN CORP COM 41,491 2,334,000 0.48%
57 ISHARES 96,400 2,363,000 0.49%
58 XEROX CORP 268,133 2,545,000 0.52%
59 SCANA 35,025 2,650,000 0.54%
60 AMERIPRISE FINANCIAL, INC. 125,667 2,672,000 0.55%
61 ISHARES 53,233 2,746,000 0.56%
62 TRANSCANADA CORP 62,450 2,824,000 0.58%
63 ISHARES MSCI SINGAP ETF 282,010 3,065,000 0.63%
64 SPDR SER TR 57,720 3,121,000 0.64%
65 DOUGLAS DYNAMICS INC 121,971 3,138,000 0.64%
66 DENTSPLY SIRONA INC 50,823 3,153,000 0.65%
67 AMGEN INC 20,813 3,167,000 0.65%
68 CIENA CORP 170,500 3,197,000 0.66%
69 HALLIBURTON CO 73,634 3,335,000 0.68%
70 PUBLIC SVC ENTERPRISE GRP IN 72,360 3,373,000 0.69%
71 CLAYMORE EXCHANGE TRD FD TR 113,550 3,405,000 0.70%
72 SUN HYDRAULICS CORP COM 115,625 3,433,000 0.70%
73 3M CO 20,023 3,506,000 0.72%
74 NOVARTIS A G 48,049 3,965,000 0.81%
75 QUEST DIAGNOSTICS INC 49,986 4,069,000 0.84%
76 LANDEC CORP 384,825 4,141,000 0.85%
77 BANK N S HALIFAX 84,600 4,146,000 0.85%
78 THERMO FISHER SCIENTIFIC INC 28,492 4,210,000 0.86%
79 CHEMUNG FINL CORP COM 145,132 4,260,000 0.87%
80 AMERICAN SOFTWARE CL A CLASS A 409,355 4,290,000 0.88%
81 MONSANTO CO NEW 45,090 4,663,000 0.96%
82 MEDTRONIC PLC 53,825 4,670,000 0.96%
83 E M C CORP MASS COM 172,200 4,679,000 0.96%
84 WATTS WATER TECHNOLOGIES INC 81,475 4,747,000 0.97%
85 MDU RES GROUP INC 213,375 5,121,000 1.05%
86 IDACORP INC 64,960 5,284,000 1.09%
87 OGE ENERGY CORP 162,085 5,308,000 1.09%
88 ARCHER DANIELS MIDLAND CO 128,500 5,511,000 1.13%
89 ABBOTT LABS 145,871 5,734,000 1.18%
90 MICROSOFT CORP 112,867 5,775,000 1.19%
91 NEXTERA ENERGY INC 46,735 6,094,000 1.25%
92 EXELON CORP 171,480 6,235,000 1.28%
93 INGERSOLL-RAND PLC 101,004 6,432,000 1.32%
94 ST JUDE MED INC 85,534 6,672,000 1.37%
95 OTTER TAIL CORP 201,814 6,759,000 1.39%
96 GENERAL MTRS CO 241,100 6,823,000 1.40%
97 AZENTA INC COM 644,840 7,235,000 1.49%
98 TE CONNECTIVITY LTD 127,900 7,304,000 1.50%
99 HONEYWELL INTL INC 62,974 7,325,000 1.50%
100 INTERNATIONAL BUSINESS MACHS 51,064 7,750,000 1.59%
Page 2 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919530-16-000026, filed 2016.07.22).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.