| # | % | |||||
|---|---|---|---|---|---|---|
| 5401 | DB Gold Double | 100 | 0 | 0.00% | PRN | |
| 5402 | CARDICA INC | 4,275 | 0 | 0.00% | ||
| 5403 | AVENUE FINL HLDGS INC | 1 | 0 | 0.00% | ||
| 5404 | CHARLES & COLVARD LTD | 696 | 0 | 0.00% | ||
| 5405 | ASURE SOFTWARE INC COM | 150 | 0 | 0.00% | ||
| 5406 | TOR MINERALS INTL INC | 1 | 0 | 0.00% | ||
| 5407 | NOVOGEN LIMITED | 92 | 0 | 0.00% | ||
| 5408 | NORTH ATLANTIC DRILLING LTD COM | 168 | 0 | 0.00% | ||
| 5409 | APPLIED DNA | 167 | 0 | 0.00% | ||
| 5410 | SUMMER INFANT INC | 200 | 0 | 0.00% | ||
| 5411 | VEREIT | 50 | 0 | 0.00% | Call | |
| 5412 | AKERS BIOSCIENCES INC | 200 | 0 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000948046-16-000122, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.