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CARDICA INC
CARDICA INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 35 Institutional holders with a total value of $6,111,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 8,874,992 1,369,000 22.40%
2 SABBY MANAGEMENT, LLC 8,569,181 1,328,000 21.73%
3 Camber Capital Management LP 8,374,846 1,298,000 21.24%
4 PRIMECAP MANAGEMENT CO/CA/ 6,013,500 902,000 14.76%
5 VANGUARD GROUP INC 2,058,785 320,000 5.24%
6 DAFNA Capital Management LLC 1,402,762 216,000 3.53% SH
7 PERKINS CAPITAL MANAGEMENT INC 1,238,163 191,000 3.13%
8 ACUTA CAPITAL PARTNERS, LLC 1,185,029 183,000 2.99%
9 Anson Funds Management LP 791,350 122,000 2.00%
10 GEODE CAPITAL MANAGEMENT, LLC 308,969 47,000 0.77%
11 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 210,000 32,000 0.52%
12 RENAISSANCE TECHNOLOGIES LLC 136,622 21,000 0.34%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,300 13,000 0.21%
14 WEDBUSH SECURITIES INC 71,800 11,000 0.18%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 69,390 11,000 0.18%
16 NORTHERN TRUST CORP 51,703 8,000 0.13%
17 Virtu KCG Holdings LLC 30,297 5,000 0.08%
18 BLACKROCK ADVISORS LLC 35,620 5,000 0.08%
19 CITADEL ADVISORS LLC 26,489 4,000 0.07%
20 Teton Advisors, Inc. 24,000 4,000 0.07%
21 BlackRock Fund Advisors 19,539 3,000 0.05%
22 GUGGENHEIM CAPITAL LLC 17,668 3,000 0.05%
23 GOLDMAN SACHS GROUP INC 20,024 3,000 0.05%
24 Bank of New York Mellon Corp 19,000 3,000 0.05%
25 CITIGROUP INC 18,350 3,000 0.05%
26 KING LUTHER CAPITAL MANAGEMENT CORP 15,000 2,000 0.03%
27 UBS Group AG 7,220 1,000 0.02%
28 WELLS FARGO & COMPANY/MN 5,953 1,000 0.02%
29 Tower Research Capital LLC (TRC) 7,919 1,000 0.02%
30 US BANCORP \DE\ 4,000 1,000 0.02%
31 BANK OF AMERICA CORP /DE/ 1,500 0 0.00%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 513 0 0.00%
33 MORGAN STANLEY 2,526 0 0.00%
34 MSI Financial Services Inc 1,000 0 0.00%
35 DEUTSCHE BANK AG\ 4,275 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.