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Institutional Investment Manager
DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ (CIK: 0000948046), located at Taunusanlage 12 D-60325, Frankfurt Am Main Ge, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 5,056 holdings with a total value of $124,355,916,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 SPHERE 3D CORP NEW 18 0 0.00%
52 MAXPOINT INTERACTIVE INC 100 0 0.00%
53 RICEBRAN TECHNOLOGIES 1 0 0.00%
54 Internap Network Services Corp 1 0 0.00%
55 Comstock Mining Inc 1 0 0.00%
56 REMARK MEDIA INC 33 0 0.00%
57 ZEDGE INCORPORATED CLASS B 56 0 0.00%
58 HEMISPHERX BIOPHARMA INC 24 0 0.00%
59 SEMILEDS CORP 1 0 0.00%
60 PIXELWORKS INC 8 0 0.00%
61 CYREN LTD 2 0 0.00%
62 BROADVISION INC 25 0 0.00%
63 ALLIED HEALTHCARE PRODS INC 302 0 0.00%
64 SMITH MICRO SOFTWARE INC 7 0 0.00%
65 WESCO AIRCRAFT HLDGS INC COM 28 0 0.00% Put
66 NEXPOINT STRATEGIC OPPORTES 3 0 0.00%
67 DETERMINE INC 69 0 0.00%
68 GALECTIN THERAPEUTICS INC 2,600 0 0.00% Call
69 EXPEDIA INC DEL 6 0 0.00% Put
70 WOWO LTD 163 0 0.00%
71 UNITED BANCSHARES INC OHIO 5 0 0.00%
72 Biostar Pharmaceuticals Inc 1 0 0.00%
73 Skypeople Fruit Juice Inc 1 0 0.00%
74 VANGUARD NAT RES LLC COM UNIT 70 0 0.00%
75 AVON PRODS INC 183 0 0.00% Call
76 CYANOTECH CORP 50 0 0.00%
77 TAITRON COMPONENTS INC 26 0 0.00%
78 KONGZHONG CORP SPONSO 144 0 0.00%
79 CHEMBIO DIAGNOSTICS INC COM NEW 98 0 0.00%
80 CLEARBRIDGE AMERN ENERG MLP FD 20 0 0.00%
81 MABVAX THERAPEUTICS HOLDINGS, INC. 258 0 0.00%
82 EASTMAN KODAK CO 5 0 0.00% Call
83 MICROVISION INC DEL 199 0 0.00%
84 JPMORGAN CHINA REGION FD INC 3 0 0.00%
85 HARVARD BIOSCIENCE INC 272 0 0.00%
86 AMEDICA CORP 3 0 0.00%
87 CRESUD S A C I F Y A 46 0 0.00%
88 GENVEC INC 1 0 0.00%
89 CAREDX INC 141 0 0.00%
90 LIBERTY GLOBAL PLC 2 0 0.00%
91 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 6 0 0.00% Call
92 BERKSHIRE HATHAWAY INC DEL 18 0 0.00%
93 OncoGenex Pharmaceuticals Inc 5 0 0.00%
94 UBS AG LONDON BRH 59 0 0.00% PRN
95 DRDGOLD LIMITED 6 0 0.00%
96 EUROPEAN EQUITY FUND 2 0 0.00%
97 BIOSTAGE INC 7 0 0.00%
98 PYXIS TANKERS INC 6 0 0.00%
99 DOMINOS PIZZA INC 1 0 0.00% Call
100 ABERDEEN LATIN AMER EQTY FD 1 0 0.00%
Page 2 of 102

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000948046-17-000037, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.