| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SABBY MANAGEMENT, LLC | 120,544 | 387,000 | 34.55% | ||
| 2 | BlackRock Institutional Trust Company, N.A. | 80,123 | 257,000 | 22.95% | ||
| 3 | PERCEPTIVE ADVISORS LLC | 56,131 | 180,000 | 16.07% | ||
| 4 | RENAISSANCE TECHNOLOGIES LLC | 27,760 | 89,000 | 7.95% | ||
| 5 | VANGUARD GROUP INC | 18,772 | 61,000 | 5.45% | ||
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 15,543 | 49,000 | 4.38% | ||
| 7 | Virtu KCG Holdings LLC | 12,188 | 39,000 | 3.48% | ||
| 8 | DAFNA Capital Management LLC | 9,580 | 31,000 | 2.77% | ||
| 9 | PANAGORA ASSET MANAGEMENT INC | 6,513 | 21,000 | 1.88% | ||
| 10 | BLACKROCK ADVISORS LLC | 826 | 3,000 | 0.27% | ||
| 11 | UBS Group AG | 370 | 1,000 | 0.09% | ||
| 12 | MORGAN STANLEY | 230 | 1,000 | 0.09% | ||
| 13 | BlackRock Fund Advisors | 448 | 1,000 | 0.09% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12 | 0 | 0.00% | ||
| 15 | Walleye Trading LLC | 50 | 0 | 0.00% | ||
| 16 | DEUTSCHE BANK AG\ | 1 | 0 | 0.00% | ||
| 17 | Apriem Advisors | 10 | 0 | 0.00% | ||
| 18 | BARCLAYS PLC | 20 | 0 | 0.00% | ||
| 19 | WELLS FARGO & COMPANY/MN | 130 | 0 | 0.00% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 110 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
