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SMITH MICRO SOFTWARE INC
SMITH MICRO SOFTWARE INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 23 Institutional holders with a total value of $3,099,501.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNTERBERG CAPITAL LLC 1,104,617 1,734,000 55.94%
2 BlackRock Institutional Trust Company, N.A. 314,469 494,000 15.94%
3 RENAISSANCE TECHNOLOGIES LLC 256,125 402,000 12.97%
4 VANGUARD GROUP INC 159,283 250,000 8.07%
5 GEODE CAPITAL MANAGEMENT, LLC 45,174 70,000 2.26%
6 Cowen Prime Services LLC 31,477 49,000 1.58%
7 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 22,375 35,000 1.13%
8 NORTHERN TRUST CORP 16,909 26,000 0.84%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,563 18,000 0.58%
10 BLACKROCK ADVISORS LLC 3,086 5,000 0.16%
11 BlackRock Fund Advisors 3,163 5,000 0.16%
12 WFG Advisors, LP 2,675 4,000 0.13%
13 UBS Group AG 1,872 3,000 0.10%
14 IFP ADVISORS, INC 1,500 2,000 0.06%
15 WELLS FARGO & COMPANY/MN 375 1,000 0.03%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 550 1,000 0.03%
17 ANCHOR INVESTMENT MANAGEMENT, LLC 250 393 0.01%
18 Winslow, Evans & Crocker, Inc. 68 108 0.00%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 250 0 0.00%
20 BARCLAYS PLC 8 0 0.00%
21 BANK OF MONTREAL /CAN/ 6 0 0.00%
22 DEUTSCHE BANK AG\ 7 0 0.00%
23 BANK OF AMERICA CORP /DE/ 46 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.