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Institutional Investment Manager
WILLIAMS JONES & ASSOCIATES LLC
WILLIAMS JONES & ASSOCIATES LLC (CIK: 0000949743) incorporated in Delaware, located at 717 Fifth Ave, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 407 holdings with a total value of $3,417,408,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 STANDARDIZED GENOMICS, INC 100,000 0 0.00%
2 SOLUCORP INDUSTRIES LTD 11,000 0 0.00%
3 STANDARDIZED PROTEOMICS, INC 100,000 0 0.00%
4 PALLADON VENTURES LTD 20,500 0 0.00%
5 GENE EXPRESS, INC. COM STOCK 100,000 0 0.00%
6 ELEPHANT TALK COMMUNICATIONS I 20,000 3,000 0.00%
7 Protokinetix Inc 40,000 3,000 0.00%
8 ISLET SCIENCES INC COM 91,666 5,000 0.00%
9 TITAN MEDICAL INC 22,000 6,000 0.00%
10 LIGHTWAVE LOGIC INC COM 20,000 13,000 0.00%
11 HARTE-HANKS INC 10,000 16,000 0.00%
12 CASI PHARMACEUTICALS INC COM 17,812 20,000 0.00%
13 Turquoise Hill Resources Ltd 10,000 30,000 0.00%
14 APPLIED MINERALS INC COM 237,817 36,000 0.00%
15 REGENERX BIOPHARMACEUTICALS CO 110,000 41,000 0.00%
16 AMARIN CORP PLC 14,239 45,000 0.00%
17 SANGAMO BIOSCIENCES INCORPORATED 10,750 50,000 0.00%
18 ION SIGNATURE TECHNOLOGY INC 50,000 50,000 0.00%
19 GENE EXPRESS, INC. COMMON STOC 100,000 50,000 0.00%
20 SYNERGY PHARMACEUTICALS DEL COM NEW 11,000 61,000 0.00%
21 FIDELITY HEREFORD STR TR GOV M 63,175 63,000 0.00%
22 ASTERIAS BIOTHERAPEUTICS INC COM SER A 15,100 64,000 0.00%
23 Galmed Pharmaceuticals Ltd 15,000 67,000 0.00%
24 PIMCO FDS PAC INVT 10,433 73,000 0.00%
25 ADVANCED MICRO DEVICES INC COM 11,500 79,000 0.00%
26 ALLIANZ FDS RCM MIDCAP INS 23,982 97,000 0.00%
27 VIRNETX HLDG CORP 37,653 115,000 0.00%
28 ROWE T PRICE INTL FDS INC OVRS 12,682 118,000 0.00%
29 OPKO HEALTH INC 11,300 120,000 0.00%
30 VALLEY NATL BANCORP COM 14,000 136,000 0.00%
31 NEW YORK REIT INC 15,000 137,000 0.00%
32 FEDERATED INVESTORS 22,967 142,000 0.00%
33 Teekay Offshore Partners LP 22,500 142,000 0.00%
34 ROYCE FD PENN MUT INV 13,498 144,000 0.00%
35 EATON VANCE TAX-MANAGED GLOBAL COM 16,743 145,000 0.00%
36 APPLIED DNA 48,050 147,000 0.00%
37 WESTERN ASSET HIGH INCM FD I 21,285 153,000 0.00%
38 GRAPHIC PACKAGING HLDG CO 11,225 157,000 0.00%
39 AB WEALTH APPRECIATION 10,647 161,000 0.00%
40 MIMEDX GROUP INC COM 20,500 176,000 0.01%
41 APOLLO GLOBAL MGMT LLC 10,100 181,000 0.01%
42 JOHN HANCOCK FDS II LIFES GRW 11,833 186,000 0.01%
43 COMMUNITY HEALTH SYS INC NEW COM 17,000 196,000 0.01%
44 XCEL ENERGY INC 4,900 202,000 0.01%
45 BED BATH & BEYOND INC 4,780 206,000 0.01%
46 KRAFT HEINZ CO 2,337 209,000 0.01%
47 PEOPLE'S UNITED FIN 13,233 209,000 0.01%
48 INGERSOLL-RAND PLC 3,100 211,000 0.01%
49 RAYMOND JAMES FINANC 3,625 211,000 0.01%
50 Dodge & Cox Funds Intl Stock F 5,515 211,000 0.01%
Page 1 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001104659-16-156846, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.