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WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 59 Institutional holders with a total value of $79,070,980.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 3,508,009 25,187,000 31.85%
2 GUGGENHEIM CAPITAL LLC 1,443,781 10,367,000 13.11%
3 BESSEMER GROUP INC 1,088,407 7,815,000 9.88%
4 Invesco Ltd. 698,803 5,018,000 6.35%
5 Vident Investment Advisory, LLC 561,105 4,029,000 5.10%
6 MORGAN STANLEY 407,284 2,925,000 3.70%
7 ROBINSON CAPITAL MANAGEMENT, LLC 379,545 2,725,000 3.45%
8 Cambridge Investment Research Advisors, Inc. 372,297 2,673,000 3.38%
9 LPL Financial LLC 360,859 2,598,000 3.29%
10 BANK OF MONTREAL /CAN/ 328,000 2,355,000 2.98%
11 Capital Investment Advisors, LLC 279,165 2,004,000 2.53%
12 Windsor Capital Management, LLC 270,235 1,940,000 2.45%
13 DOLIVER ADVISORS, LP 168,815 1,212,000 1.53%
14 BANK OF AMERICA CORP /DE/ 102,268 734,000 0.93%
15 WELLS FARGO & COMPANY/MN 94,024 676,000 0.85%
16 Commonwealth Equity Services, Inc 85,608 615,000 0.78%
17 RAYMOND JAMES & ASSOCIATES 74,878 538,000 0.68%
18 SONORA INVESTMENT MANAGEMENT, LLC 59,468 426,980 0.54%
19 Creative Planning 51,887 373,000 0.47%
20 First Allied Advisory Services, Inc. 50,500 363,000 0.46%
21 STIFEL FINANCIAL CORP 43,753 314,000 0.40%
22 BAIRD FINANCIAL GROUP, INC. 34,849 250,000 0.32%
23 RAYMOND JAMES TRUST N.A. 33,500 241,000 0.30%
24 Cetera Advisor Networks LLC 32,378 232,000 0.29%
25 ROYAL BANK OF CANADA 30,230 216,000 0.27%
26 Raymond James Financial Services Advisors, Inc. 28,010 201,000 0.25%
27 CETERA INVESTMENT ADVISERS 28,077 201,000 0.25%
28 ALETHEA CAPITAL MANAGEMENT, LLC 26,585 191,000 0.24%
29 Virtu KCG Holdings LLC 25,833 185,000 0.23%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,972 165,000 0.21%
31 IFP ADVISORS, INC 22,668 163,000 0.21%
32 BLAIR WILLIAM & CO/IL 22,000 158,000 0.20%
33 WILLIAMS JONES & ASSOCIATES LLC 21,285 153,000 0.19%
34 ADVISOR GROUP, INC. 21,027 151,000 0.19%
35 MSI Financial Services Inc 19,031 136,000 0.17%
36 WFG Advisors, LP 16,855 121,000 0.15%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,442 118,000 0.15%
38 PNC FINANCIAL SERVICES GROUP, INC. 16,525 118,000 0.15%
39 NATIONAL PLANNING CORP 16,736 116,000 0.15%
40 Pekin Hardy Strauss, Inc. 16,000 115,000 0.15%
41 Camarda Financial Advisors, LLC 15,514 111,000 0.14%
42 CITIGROUP INC 14,756 106,000 0.13%
43 Yorktown Management & Research Co Inc 14,600 105,000 0.13%
44 Granite Investment Advisors, LLC 14,000 101,000 0.13%
45 Bank of New York Mellon Corp 14,000 101,000 0.13%
46 F&V Capital Management, LLC 13,637 98,000 0.12%
47 Shaker Financial Services, LLC 10,000 72,000 0.09%
48 Clearbridge Investments, LLC 7,476 54,000 0.07%
49 NEXT Financial Group, Inc 5,376 39,000 0.05%
50 MOSAIC FAMILY WEALTH, LLC 4,405 32,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.