Dark
Light
System
Institutional Investment Manager
D. E. Shaw & Co., Inc.
D. E. Shaw & Co., Inc. (CIK: 0001009207) incorporated in Delaware, located at Two Manhattan West, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 3,319 holdings with a total value of $54,233,147,000.
#
Name
Shares
Value ($)
%
Options
Notes
3301 MANNKIND CORP. 25,000 29,000 0.00% Call
3302 MANNKIND CORP. 25,000 29,000 0.00% Put
3303 NEURALSTEM INC COM 96,381 28,000 0.00%
3304 BONANZA CREEK ENERGY INC 13,234 27,000 0.00%
3305 CATALYST PHARMACEUTICALS INC 33,094 23,000 0.00%
3306 C&J ENERGY SVCS LTD 33,582 20,000 0.00%
3307 PACIFIC SPL ACQUISITION CORP 195,000 20,000 0.00%
3308 GOLDEN OCEAN GRP LTD 27,912 19,000 0.00%
3309 GARNERO GROUP ACQUISITION CO 475,000 19,000 0.00%
3310 Gastar Exploration, Ltd. 14,111 16,000 0.00%
3311 NAVIOS MARITIME HOLDINGS INC 19,673 16,000 0.00%
3312 ANDINA ACQUISITION CORP II 194,900 16,000 0.00%
3313 PERNIX THERAPEUTICS HLDGS IN 33,995 15,000 0.00%
3314 URANIUM ENERGY CORP 12,875 11,000 0.00%
3315 TRIANGLE PETE CORP 32,966 9,000 0.00%
3316 Caladrius Biosciences Inc 13,705 8,000 0.00%
3317 GALENA BIOPHARMA INC 10,097 5,000 0.00%
3318 CTI BIOPHARMA 13,260 5,000 0.00%
3319 COMMUNITY HEALTH SYS INC NEW 99,900 0 0.00%
Page 67 of 67

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-119433, filed 2016.08.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.