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Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 801 holdings with a total value of $69,271,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 TARGET CORP 882 51,000 0.07%
252 * SANDRIDGE ENERGY INC COM 7,000 50,000 0.07%
253 Alcatel Lucent Adr 13,704 49,000 0.07%
254 STARBUCKS CORP 627 49,000 0.07%
255 US Ecology Inc 1,000 49,000 0.07%
256 NATIONAL INFO CONSORTIUM INC 3,000 48,000 0.07%
257 ELECSYS CORP 4,000 48,000 0.07%
258 AMARIN CORP PLC 27,000 48,000 0.07%
259 BLACKROCK INC 150 48,000 0.07%
260 TEXAS INSTRS INC 1,000 48,000 0.07%
261 TESLA INC 200 48,000 0.07%
262 PUBLIC STORAGE 274 47,000 0.07%
263 CALLON PETE CO DEL 4,000 47,000 0.07%
264 BIODELIVERY SCIENCES INTL IN 3,900 47,000 0.07%
265 GRAY TELEVISION INC COM 3,500 46,000 0.07%
266 ACE LTD 446 46,000 0.07%
267 SUNTRUST BKS INC 1,154 46,000 0.07%
268 VANGUARD WORLD FDS 400 46,000 0.07%
269 ROYCE MICRO CAP TR INC 3,621 46,000 0.07%
270 OASIS PETE INC NEW 0 45,000 0.06%
271 PEPSICO INC 502 45,000 0.06%
272 DOUBLELINE INCOME SOLUTIONS 2,000 45,000 0.06%
273 Drew Inds Inc 900 45,000 0.06%
274 Abaxis Inc 1,000 44,000 0.06%
275 GLU MOBILE INC 8,800 44,000 0.06%
276 POWERSECURE INTL INC 23,791 44,000 0.06%
277 CARROLS RESTAURANT GROUP INC 5,500 43,000 0.06%
278 ALLIANCEBERNSTEIN GLOBAL HIG 3,000 43,000 0.06%
279 TRINA SOLAR ADR REPTG 50 ORD 3,250 42,000 0.06%
280 GOLDMAN SACHS MLP INC OPP FD 2,000 42,000 0.06%
281 ENBRIDGE INC 890 42,000 0.06%
282 LINN ENERGY LLC UNIT LTD LIAB 1,289 42,000 0.06%
283 MARATHON OIL CORP 125 41,000 0.06%
284 Crawford & Co 5,000 41,000 0.06%
285 Arris Group Inc 1,250 41,000 0.06%
286 GENERAL MTRS CO 1,116 40,000 0.06%
287 FORTUNE BRANDS HOME & SEC IN 1,003 40,000 0.06%
288 REPLIGEN CORP COM 1,750 40,000 0.06%
289 HUTCHISON PORT HOLDINGS TRUST 0 39,000 0.06%
290 VANGUARD WORLD FD 350 39,000 0.06%
291 National Australia Bank ADR 750 39,000 0.06%
292 NUANCE COMM 2,050 38,000 0.05%
293 FEDEX CORP 250 38,000 0.05%
294 QUALCOMM INC 476 38,000 0.05%
295 CARLISLE COS INC 425 37,000 0.05%
296 VANGUARD INDEX FDS 350 37,000 0.05%
297 SIRIUS XM HOLDINGS INC 10,400 36,000 0.05%
298 POWERSHARES ETF TRUST 2,000 36,000 0.05%
299 CAMBREX CORP 1,751 36,000 0.05%
300 CROWN MEDIA HLDGS INC 12,000 36,000 0.05%
Page 6 of 17

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001017284-14-000009, filed 2014.08.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.