Dark
Light
System
Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 1,235 holdings with a total value of $83,176,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 DS HEALTHCARE GROUP INC 0 0 0.00%
52 ADEPTUS HEALTH INC 0 0 0.00%
53 PEABODY ENERGY CORP 0 0 0.00%
54 OMEROS CORP 0 0 0.00%
55 SUNLINK HEALTH SYS INC COM 50 0 0.00%
56 VITESSE SEMICONDUCTOR CORP 25 0 0.00%
57 METHES ENERGIESINTERNATIONAL LTD 100 0 0.00%
58 RIVERVIEW BANCORP INC 20 0 0.00%
59 AGRIUM INC 0 0 0.00%
60 UGI CORP NEW 0 0 0.00%
61 GENERAL MLS INC 0 0 0.00%
62 ORION GROUP HLDGS INC COM 0 0 0.00%
63 RAYTHEON CO 0 0 0.00%
64 LEJU HLDGS LTD 24 0 0.00%
65 ROYCE GLOBAL VALUE TR INC 84 1,000 0.00%
66 LIBERTY BROADBAND CORP COM SER A 9 1,000 0.00%
67 VANGUARD CHARLOTTE FDS 24 1,000 0.00%
68 Magnum Hunter Resources Corp 543 1,000 0.00%
69 METALICO INC 2,000 1,000 0.00%
70 ZIOPHARM ONCOLOGY INC 125 1,000 0.00%
71 TURTLE BEACH CORP COM 280 1,000 0.00%
72 PRECISION DRILLING CORP 211 1,000 0.00%
73 NET ELEMENT INC COM 1,000 1,000 0.00%
74 Liberty Ventures 22 1,000 0.00%
75 AGENUS INC 250 1,000 0.00%
76 KANSAS CITY SOUTHERN 14 1,000 0.00%
77 NATIONAL BK GREECE S A 100 1,000 0.00%
78 HANSEN MEDICAL INC 1,000 1,000 0.00%
79 ISHARES TR 13 1,000 0.00%
80 ISHARES TR 7 1,000 0.00%
81 CHICAGO BRIDGE & IRON CO N V 21 1,000 0.00%
82 VILLAGE BK & TR FINANCIAL CO 63 1,000 0.00%
83 ASCENT SOLAR TECHNOLOGIES INC COM NEW 1,000 1,000 0.00%
84 GOODRICH PETE CORP 250 1,000 0.00%
85 MEXICO EQUITY & INE FD 72 1,000 0.00%
86 Smith Micro Software 1,000 1,000 0.00%
87 LIBERTY BROADBAND-C 21 1,000 0.00%
88 ZIONS BANCORPORATION 53 1,000 0.00%
89 CLIFFS NAT RES INC 250 1,000 0.00%
90 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 8 1,000 0.00%
91 AMERICAN EAGLE ENERGY CORP COM 5,250 1,000 0.00%
92 AGILENT TECHNOLOGIES INC 16 1,000 0.00%
93 NEUBERGER BERMAN RE ES SEC FD 250 1,000 0.00%
94 IDREAMSKY TECHNOLOGY LIMITED 125 1,000 0.00%
95 TYSON FOODS INC TANG EQ UNIT 45 2,000 0.00%
96 QUEST DIAGNOSTICS INC 24 2,000 0.00%
97 YAHOO INC SR CV ZERO NT 18 2,000 2,000 0.00%
98 ALLERGAN PLC 2 2,000 0.00%
99 ALCOA INC 50 2,000 0.00%
100 CONTRAVIR PHARMACEUTICALS IN 493 2,000 0.00%
Page 2 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001017284-15-000005, filed 2015.04.28).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.