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Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 1,235 holdings with a total value of $83,176,000.
#
Name
Shares
Value ($)
%
Options
Notes
1201 ISHARES S&P GSCI COMMODITY I 14 0 0.00%
1202 WET SEAL INC 1,000 0 0.00%
1203 UGI CORP NEW 0 0 0.00%
1204 Stereotaxis Inc 100 0 0.00%
1205 UNIVERSAL INS HLDGS INC COM 0 0 0.00%
1206 HEALTHEQUITY INC COM 0 0 0.00%
1207 NEONODE INC 8 0 0.00%
1208 PIPER SANDLER COMPANIES COM 7 0 0.00%
1209 FRONTIER COMM 20 0 0.00%
1210 ROCK CREEK PHARMACEUTICALS INCORPORATED 2,000 0 0.00%
1211 VITESSE SEMICONDUCTOR CORP 25 0 0.00%
1212 ETABLISSEMENTS DELHA 12 0 0.00%
1213 LEJU HLDGS LTD SPONSORED ADS 24 0 0.00%
1214 SYMMETRY SURGICAL INC 62 0 0.00%
1215 OASIS PETE INC NEW 0 0 0.00%
1216 TERADYNE INC COM 0 0 0.00%
1217 ISHARES TR 0 0 0.00%
1218 DS HEALTHCARE GROUP INC 0 0 0.00%
1219 ZOETIS INC 0 0 0.00%
1220 METHES ENERGIESINTERNATIONAL LTD 100 0 0.00%
1221 AU Optronics Corp 18 0 0.00%
1222 CA INC 0 0 0.00%
1223 NORWEGIAN CRUISE LINE HLDG LTD SHS 0 0 0.00%
1224 OMEROS CORP 0 0 0.00%
1225 COEUR MNG INC 10 0 0.00%
1226 STR Holdings Inc 166 0 0.00%
1227 CHIPOTLE MEXICAN GRILL INC 0 0 0.00%
1228 PEABODY ENERGY CORP 0 0 0.00%
1229 CIT GROUP INC 0 0 0.00%
1230 AON PLC 0 0 0.00%
1231 NRG ENERGY INC 0 0 0.00%
1232 GENERAL MLS INC 0 0 0.00%
1233 PROSHARES SHORT RUSSELL2000 0 0 0.00%
1234 Adeptus Health Inc 0 0 0.00%
1235 THERMO FISHER SCIENTIFIC INC 0 0 0.00%
Page 25 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001017284-15-000005, filed 2015.04.28).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.