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Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 1,235 holdings with a total value of $83,176,000.
#
Name
Shares
Value ($)
%
Options
Notes
1151 Smith Micro Software 1,000 1,000 0.00%
1152 VANGUARD CHARLOTTE FDS 24 1,000 0.00%
1153 AMERICAN EAGLE ENERGY CORP COM 5,250 1,000 0.00%
1154 KANSAS CITY SOUTHERN 14 1,000 0.00%
1155 AGENUS INC 250 1,000 0.00%
1156 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 8 1,000 0.00%
1157 METALICO INC 2,000 1,000 0.00%
1158 VILLAGE BK & TR FINANCIAL CO 63 1,000 0.00%
1159 PRECISION DRILLING CORP 211 1,000 0.00%
1160 NET ELEMENT INC COM 1,000 1,000 0.00%
1161 CLIFFS NAT RES INC 250 1,000 0.00%
1162 AGILENT TECHNOLOGIES INC 16 1,000 0.00%
1163 LIBERTY BROADBAND-C 21 1,000 0.00%
1164 MEXICO EQUITY & INE FD 72 1,000 0.00%
1165 HANSEN MEDICAL INC 1,000 1,000 0.00%
1166 ISHARES TR 13 1,000 0.00%
1167 ROYCE GLOBAL VALUE TR INC 84 1,000 0.00%
1168 ZIOPHARM ONCOLOGY INC 125 1,000 0.00%
1169 Liberty Ventures 22 1,000 0.00%
1170 NATIONAL BK GREECE S A 100 1,000 0.00%
1171 CHICAGO BRIDGE & IRON CO N V 21 1,000 0.00%
1172 VIACOM INC NEW 0 0 0.00%
1173 INTERPUBLIC GROUP COS INC 0 0 0.00%
1174 RAYTHEON CO 0 0 0.00%
1175 KINROSS GOLD CORP 138 0 0.00%
1176 ACURA PHARMACEUTICALS INC 32 0 0.00%
1177 RIVERVIEW BANCORP INC 20 0 0.00%
1178 SCHMITT INDS INC ORE 100 0 0.00%
1179 CONCHO RESOURCES 0 0 0.00%
1180 VECTRUS INC 6 0 0.00%
1181 PILGRIMS PRIDE CORP NEW 0 0 0.00%
1182 ASURE SOFTWARE INC COM 15 0 0.00%
1183 Paragon Offshore PLC 281 0 0.00%
1184 SUNLINK HEALTH SYS INC COM 50 0 0.00%
1185 SOUTHERN CO 0 0 0.00%
1186 LANNET INC COM NEW 0 0 0.00%
1187 UNUM GROUP 0 0 0.00%
1188 VENTAS INC 6 0 0.00%
1189 PHH Corp 5 0 0.00%
1190 ANGIES LIST INC 0 0 0.00%
1191 SPDR SERIES TRUST 0 0 0.00%
1192 AGRIUM INC 0 0 0.00%
1193 ORION GROUP HLDGS INC COM 0 0 0.00%
1194 WELLS FARGO MULTI SECTOR INC 1 0 0.00%
1195 HANNON ARMSTRONG SUST INFR C 0 0 0.00%
1196 ZHONE TECHNOLOGIES INC NEW 7 0 0.00%
1197 INVENTERGY GLOBAL INC 100 0 0.00%
1198 RAND LOGISTICS INC 105 0 0.00%
1199 SERVOTRONICS INC 3 0 0.00%
1200 RADISYS CORP COM 200 0 0.00%
Page 24 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001017284-15-000005, filed 2015.04.28).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.