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Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,101 holdings with a total value of $67,103,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 BANK OF THE OZARKS INC 20 1,000 0.00%
52 CME GROUP INC 10 1,000 0.00%
53 WABASH NATL CORP 83 1,000 0.00%
54 MARSH & MCLENNAN COS INC 16 1,000 0.00%
55 ETFS PHYSICAL PALLADIUM SHARES 26 1,000 0.00%
56 AXCELIS TECHNOLOGIES INC 500 1,000 0.00%
57 LIBERTY BROADBAND-C 21 1,000 0.00%
58 TUPPERWARE BRANDS CORP 21 1,000 0.00%
59 PHOTRONICS INC 92 1,000 0.00%
60 DELUXE CORP COM 16 1,000 0.00%
61 NOKIA CORP 107 1,000 0.00%
62 CUMBERLAND PHARMACEUTICALS I COM 200 1,000 0.00%
63 PAPA JOHNS INTL INC COM 13 1,000 0.00%
64 SECOND SIGHT MED PRODS INC 250 1,000 0.00%
65 ATLAS AIR WORLDWIDE HLDGS IN 24 1,000 0.00%
66 ELEVEN BIOTHERAPEUTICS INC 4,000 1,000 0.00%
67 NASDAQ OMX GROUP 16 1,000 0.00%
68 ADVAXIS INC COM NEW 125 1,000 0.00%
69 COMMERCIAL METALS CO COM 61 1,000 0.00%
70 EURO TECH HOLDINGS CO LTD 400 1,000 0.00%
71 CHICAGO BRIDGE & IRON CO N V 21 1,000 0.00%
72 STARZ SERIES A 54 1,000 0.00%
73 TOTAL SYS SVCS INC 19 1,000 0.00%
74 NABORS INDUSTRIES LTD 100 1,000 0.00%
75 DOMINOS PIZZA INC 8 1,000 0.00%
76 ISHARES TR 7 1,000 0.00%
77 STERICYCLE INC 10 1,000 0.00%
78 BAXALTA INC COM 33 1,000 0.00%
79 SEARS CDA INC 214 1,000 0.00%
80 XOMA CORP DEL 1,000 1,000 0.00%
81 VAALCO ENERGY INC 1,000 1,000 0.00%
82 STORE CAP CORP COM 53 1,000 0.00%
83 EXTENDED STAY AMER INC 84 1,000 0.00%
84 NEUBERGER BERMAN RE ES SEC FD 250 1,000 0.00%
85 EURONET WORLDWIDE INC 12 1,000 0.00%
86 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 8 1,000 0.00%
87 EMPIRE ST RLTY TR INC 58 1,000 0.00%
88 ORBITAL ATK INC 15 1,000 0.00%
89 CHIPOTLE MEXICAN GRILL INC 3 1,000 0.00%
90 LOEWS CORP 29 1,000 0.00%
91 UNITED STS GASOLINE 42 1,000 0.00%
92 QUEST DIAGNOSTICS INC 16 1,000 0.00%
93 OCULAR THERAPEUTIX INC 125 1,000 0.00%
94 EXPEDITORS INTL WASH INC 18 1,000 0.00%
95 WERNER ENTERPRISES INC 34 1,000 0.00%
96 TREX CO INC COM 23 1,000 0.00%
97 MICRON TECHNOLOGY INC SR SB CV NT 3 43 2,000 1,000 0.00%
98 AMERICAN ASSETS TR INC COM 32 1,000 0.00%
99 VILLAGE BK & TR FINANCIAL CO 63 1,000 0.00%
100 BANCOLOMBIA S A 26 1,000 0.00%
Page 2 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001017284-16-000014, filed 2016.05.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.