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ADVAXIS INC COM NEW
ADVAXIS INC COM NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 95 Institutional holders with a total value of $187,724,545.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ADAGE CAPITAL PARTNERS GP, L.L.C. 5,939,366 53,632,000 28.57%
2 FMR LLC 2,827,799 25,535,000 13.60%
3 SECTORAL ASSET MANAGEMENT INC 2,174,015 19,631,000 10.46%
4 Broadfin Capital, LLC 1,690,517 15,265,000 8.13%
5 VANGUARD GROUP INC 1,251,182 11,298,000 6.02%
6 Cormorant Asset Management, LP 800,000 7,224,000 3.85%
7 BlackRock Fund Advisors 790,604 7,139,000 3.80%
8 BlackRock Institutional Trust Company, N.A. 713,611 6,444,000 3.43%
9 ORBIMED ADVISORS LLC 636,600 5,748,000 3.06%
10 STATE STREET CORP 500,042 4,517,000 2.41%
11 NORTHERN TRUST CORP 355,050 3,206,000 1.71%
12 GEODE CAPITAL MANAGEMENT, LLC 183,611 1,658,000 0.88%
13 Bank of New York Mellon Corp 148,825 1,344,000 0.72%
14 FRANKLIN STREET ADVISORS INC /NC 140,000 1,264,000 0.67%
15 Jefferies Group LLC 137,200 1,239,000 0.66% Call
16 CREDIT SUISSE AG/ 126,352 1,142,000 0.61%
17 Jefferies Group LLC 122,473 1,106,000 0.59%
18 Allianz Asset Management GmbH 115,768 1,045,000 0.56%
19 BlackRock Investment Management, LLC 110,254 996,000 0.53%
20 PICTET ASSET MANAGEMENT LTD 169,500 926,000 0.49%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 102,400 925,000 0.49% Call
22 NEXTHERA CAPITAL LP 100,000 903,000 0.48%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 95,956 866,000 0.46%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 77,500 700,000 0.37% Put
25 CITADEL ADVISORS LLC 76,401 690,000 0.37%
26 D.A. DAVIDSON & CO. 72,500 654,000 0.35%
27 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 64,252 580,000 0.31%
28 Squarepoint Ops LLC 63,100 570,000 0.30%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 58,100 525,000 0.28%
30 TEACHERS ADVISORS, LLC 57,059 515,000 0.27%
31 Weiss Multi-Strategy Advisers LLC 56,000 506,000 0.27%
32 TOCQUEVILLE ASSET MANAGEMENT L.P. 53,950 487,000 0.26%
33 Swiss National Bank 48,200 420,000 0.22%
34 BANK OF MONTREAL /CAN/ 44,596 403,000 0.21%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 44,111 399,000 0.21%
36 D. E. Shaw & Co., Inc. 42,380 383,000 0.20%
37 MORGAN STANLEY 41,760 378,000 0.20%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,369 374,000 0.20%
39 ALLIANCEBERNSTEIN L.P. 38,100 344,000 0.18%
40 Birchview Capital, LP 35,600 321,000 0.17%
41 UNITED CAPITAL FINANCIAL ADVISORS, LLC 32,740 296,000 0.16%
42 VIRTUS ETF ADVISERS LLC 31,328 283,000 0.15%
43 NEW YORK STATE COMMON RETIREMENT FUND 30,200 273,000 0.15%
44 BlackRock Group LTD 29,661 268,000 0.14%
45 CITIGROUP INC 29,418 266,000 0.14%
46 Creative Planning 29,280 264,000 0.14%
47 RHUMBLINE ADVISERS 28,880 261,000 0.14%
48 WELLS FARGO & COMPANY/MN 27,584 250,000 0.13%
49 JANE STREET GROUP, LLC 26,900 243,000 0.13% Call
50 CITIGROUP INC 24,400 220,000 0.12% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.