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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
51 MICROSOFT CORP 369,785 15,157 0.44%
52 JOHNSON & JOHNSON 154,171 15,144 0.44%
53 SERVICENOW INC 250,054 14,983 0.44%
54 ISHARES TR 141,520 14,927 0.44%
55 POWERSHARES QQQ TRUST 170,116 14,914 0.43%
56 BARCLAYS BK PLC 496,451 14,869 0.43%
57 ISHARES 7-10 YEAR TREASURY BOND ETF 144,111 14,685 0.43%
58 ISHARES TR 129,983 13,795 0.40%
59 VANGUARD SCOTTSDALE FDS 160,182 13,612 0.40%
60 ISHARES TR 112,092 13,531 0.39%
61 SPDR SER TR 181,153 13,329 0.39%
62 INTERNATIONAL BUSINESS MACHS 68,679 13,220 0.39%
63 MARKET VECTORS ETF TR 505,913 13,022 0.38%
64 ISHARES TR 115,401 12,597 0.37%
65 ISHARES TR 110,014 12,333 0.36%
66 VANGUARD INDEX FDS 131,325 12,276 0.36%
67 BRISTOL MYERS SQUIBB CO 232,292 12,068 0.35%
68 HEALTHCARE TRUST AMERICA INC CL A NEW 1,047,025 11,926 0.35%
69 INTEL CORP 458,117 11,826 0.34%
70 UNITED PARCEL SERVICE INC 119,996 11,685 0.34%
71 ISHARES TR 169,857 11,414 0.33%
72 ALTRIA GROUP INC 300,269 11,239 0.33%
73 AMERICAN RLTY CAP PPTYS INC 788,594 11,056 0.32%
74 Kinder Morgan Inc. 147,283 10,892 0.32%
75 CHEVRON CORP NEW 90,970 10,817 0.32%
76 PFIZER INC 330,380 10,612 0.31%
77 COCA COLA CO 264,996 10,245 0.30%
78 JPMORGAN CHASE & CO 217,503 10,123 0.30%
79 ISHARES TR 72,926 10,025 0.29%
80 ISHARES TR 244,009 10,007 0.29%
81 VANGUARD INDEX FDS 133,673 9,440 0.28%
82 ISHARES TR 107,308 9,286 0.27%
83 ISHARES TR 85,090 9,182 0.27%
84 MCDONALDS CORP 93,633 9,179 0.27%
85 3M CO 66,978 9,086 0.27%
86 Van Eck 384,173 9,051 0.26%
87 BANK AMER CORP 482,112 8,292 0.24%
88 SPDR GOLD TR 65,428 8,088 0.24%
89 ISHARES TR 93,902 7,930 0.23%
90 COLUMBIA PPTY TR INC 286,800 7,815 0.23%
91 ISHARES NASDAQ BIOTECHNOLOGY ETF 6,967 7,765 0.23%
92 BP PLC 160,066 7,699 0.22%
93 ISHARES TR 69,644 7,671 0.22%
94 MERCK & CO INC 129,920 7,376 0.22%
95 PHILIP MORRIS INTL INC 86,083 7,048 0.21%
96 VANGUARD INDEX FDS 61,050 6,934 0.20%
97 ISHARES TR 176,615 6,893 0.20%
98 CONOCOPHILLIPS 97,670 6,871 0.20%
99 WELLS FARGO CO NEW 136,712 6,800 0.20%
100 VANGUARD INDEX FDS 59,570 6,728 0.20%
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