| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 496,451 | 14,869,000 | 78.95% | ||
| 2 | WELLS FARGO & COMPANY/MN | 90,026 | 2,696,000 | 14.31% | ||
| 3 | Bluefin Trading, LLC | 21,578 | 600,000 | 3.19% | ||
| 4 | SANDLER CAPITAL MANAGEMENT | 11,000 | 329,000 | 1.75% | ||
| 5 | ENVESTNET ASSET MANAGEMENT INC | 5,224 | 156,000 | 0.83% | ||
| 6 | UBS AG | 2,239 | 67,000 | 0.36% | ||
| 7 | ASSETMARK, INC | 1,345 | 40,000 | 0.21% | ||
| 8 | GLENMEDE TRUST CO NA | 1,300 | 38,000 | 0.20% | ||
| 9 | WFG Advisors, LP | 504 | 15,000 | 0.08% | ||
| 10 | NEW ENGLAND SECURITIES CORP /MA/ | 400 | 12,000 | 0.06% | ||
| 11 | CITIGROUP INC | 245 | 7,000 | 0.04% | ||
| 12 | AMERICAN INTERNATIONAL GROUP, INC. | 187 | 5,601 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
