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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
101 ISHARES TR 57,419 6,715 0.20%
102 LILLY ELI & CO 112,468 6,620 0.19%
103 PEPSICO INC 78,930 6,591 0.19%
104 ISHARES TR 67,666 6,530 0.19%
105 GILEAD SCIENCES INC 91,944 6,515 0.19%
106 SOUTHERN CO 145,590 6,397 0.19%
107 VANGUARD BD INDEX FDS 78,661 6,386 0.19%
108 ISHARES TR 86,629 6,352 0.19%
109 ALPS ETF TR 354,206 6,255 0.18%
110 QUALCOMM INC 77,994 6,151 0.18%
111 KIMBERLY CLARK CORP 54,583 6,018 0.18%
112 VANGUARD WHITEHALL FDS 95,138 6,005 0.18%
113 WAL-MART STORES INC 73,273 5,600 0.16%
114 HOME DEPOT INC 70,149 5,551 0.16%
115 REALTY INCOME CORP 135,102 5,520 0.16%
116 SELECT SECTOR SPDR TR 129,913 5,386 0.16%
117 ISHARES TR 34,232 5,298 0.15%
118 DU PONT E I DE NEMOURS & CO 78,102 5,241 0.15%
119 VANGUARD WORLD FD 48,262 5,160 0.15%
120 FORD MTR CO DEL 323,112 5,041 0.15%
121 EXELON CORP 147,671 4,956 0.14%
122 VANGUARD SCOTTSDALE FDS 61,836 4,946 0.14%
123 CISCO SYS INC 215,499 4,830 0.14%
124 CATERPILLAR INC 48,367 4,806 0.14%
125 JPMORGAN CHASE & CO 78,990 4,795 0.14%
126 DISNEY WALT CO 58,078 4,650 0.14%
127 ABBOTT LABS 119,909 4,618 0.13%
128 AMGEN INC 37,368 4,609 0.13%
129 ISHARES 7-10 YEAR TREASURY BOND ETF 44,846 4,562 0.13%
130 VANGUARD INDEX FDS 26,601 4,558 0.13%
131 VANGUARD INDEX FDS 44,839 4,513 0.13%
132 STARBUCKS CORP 60,522 4,441 0.13%
133 ENTERPRISE PRODS PARTNERS L 62,765 4,353 0.13%
134 UNION PAC CORP 23,102 4,335 0.13%
135 ISHARES TR 42,993 4,292 0.13%
136 ABBVIE INC 83,188 4,276 0.12%
137 AMERICAN ELEC PWR INC 81,016 4,104 0.12%
138 AMAZON COM INC 12,189 4,100 0.12%
139 POWERSHARES ETF TRUST II 164,823 4,089 0.12%
140 ISHARES GOLD TRUST 323,320 4,022 0.12%
141 ISHARES TR 36,576 3,989 0.12%
142 ISHARES TR 102,855 3,974 0.12%
143 CITIGROUP INC 83,319 3,966 0.12%
144 CHESAPEAKE ENERGY CORP 154,118 3,949 0.12%
145 DUKE ENERGY CORP NEW 55,108 3,925 0.11%
146 GLAXOSMITHKLINE PLC 71,843 3,839 0.11%
147 BERKSHIRE HATHAWAY INC DEL 20 3,747 0.11%
148 ENBRIDGE ENERGY PARTNERS L P 136,277 3,735 0.11%
149 ISHARES 125,985 3,723 0.11%
150 FREEPORT-MCMORAN INC 111,680 3,693 0.11%
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