| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AOZORA BANK, LTD. | 12,070,000 | 299,457,000 | 8.08% | ||
| 2 | GOLDMAN SACHS GROUP INC | 10,496,460 | 260,416,000 | 7.03% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 8,747,924 | 217,036,000 | 5.86% | ||
| 4 | MORGAN STANLEY | 8,492,763 | 210,705,000 | 5.69% | ||
| 5 | UBS AG | 8,464,560 | 210,006,000 | 5.67% | ||
| 6 | TD ASSET MANAGEMENT INC | 5,758,600 | 142,871,000 | 3.86% | ||
| 7 | WELLS FARGO & COMPANY/MN | 5,002,922 | 124,122,000 | 3.35% | ||
| 8 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 4,905,464 | 121,704,000 | 3.28% | ||
| 9 | JPMORGAN CHASE & CO | 4,579,530 | 113,618,000 | 3.07% | ||
| 10 | Invesco Ltd. | 3,437,526 | 85,285,000 | 2.30% | ||
| 11 | IndexIQ Advisors LLC | 3,327,773 | 82,562,000 | 2.23% | ||
| 12 | QS Investors, LLC | 3,288,510 | 81,588,000 | 2.20% | ||
| 13 | Orion Porfolio Solutions, LLC | 3,001,482 | 74,467,000 | 2.01% | ||
| 14 | LPL Financial LLC | 2,816,817 | 69,885,000 | 1.89% | ||
| 15 | Bluefin Trading, LLC | 2,638,172 | 65,500,000 | 1.77% | ||
| 16 | WELLINGTON MANAGEMENT GROUP LLP | 2,583,246 | 64,090,000 | 1.73% | ||
| 17 | AVIANCE CAPITAL MANAGEMENT, LLC | 2,451,226 | 60,815,000 | 1.64% | ||
| 18 | Valmark Advisers, Inc. | 2,247,519 | 55,761,000 | 1.50% | ||
| 19 | Simply Money Advisors | 1,945,727 | 48,273,000 | 1.30% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 1,883,127 | 46,720,000 | 1.26% | ||
| 21 | ROYAL BANK OF CANADA | 1,808,763 | 44,876,000 | 1.21% | ||
| 22 | CITY NATIONAL BANK | 1,695,911 | 42,076,000 | 1.14% | ||
| 23 | MATHER GROUP, LLC. | 1,215,125 | 30,147,000 | 0.81% | ||
| 24 | Neuberger Berman Group LLC | 1,146,865 | 28,454,000 | 0.77% | ||
| 25 | Hilton Capital Management, LLC | 1,120,420 | 27,798,000 | 0.75% | PRN | |
| 26 | ENVESTNET ASSET MANAGEMENT INC | 1,036,467 | 25,715,000 | 0.69% | ||
| 27 | EVEREST CAPITAL LLC | 1,010,000 | 25,058,000 | 0.68% | ||
| 28 | Hoxton Financial, Inc. | 971,952 | 24,114,000 | 0.65% | ||
| 29 | Absolute Return Capital, LLC | 875,258 | 21,715,000 | 0.59% | ||
| 30 | Robert W. Baird & Co. Inc | 863,263 | 21,418,000 | 0.58% | ||
| 31 | BlackRock Finance, Inc. | 829,000 | 20,567,000 | 0.56% | ||
| 32 | FEDERATED HERMES, INC. | 800,000 | 19,848,000 | 0.54% | ||
| 33 | Mariner, LLC | 779,155 | 19,331,000 | 0.52% | ||
| 34 | Polaris Wealth Advisory Group, LLC | 769,431 | 19,090,000 | 0.52% | ||
| 35 | AMERIPRISE FINANCIAL INC | 718,265 | 17,811,000 | 0.48% | ||
| 36 | Buckingham Capital Management, Inc. | 716,735 | 17,782,000 | 0.48% | ||
| 37 | Gradient Investments LLC | 694,337 | 17,226,000 | 0.46% | ||
| 38 | WELCH & FORBES LLC | 692,180 | 17,173,000 | 0.46% | ||
| 39 | Composition Wealth, LLC | 673,012 | 16,697,000 | 0.45% | ||
| 40 | RiverFront Investment Group, LLC | 665,934 | 16,521,000 | 0.45% | ||
| 41 | 10-15 ASSOCIATES, INC. | 658,850 | 16,346,000 | 0.44% | ||
| 42 | Horizon Investments, LLC | 657,146 | 16,303,000 | 0.44% | ||
| 43 | FRANKLIN RESOURCES INC | 650,000 | 16,127,000 | 0.44% | ||
| 44 | Evanston Investments, Inc., dba Evanston Advisors | 649,795 | 16,121,000 | 0.44% | ||
| 45 | PineBridge Investments, L.P. | 643,000 | 15,953,000 | 0.43% | ||
| 46 | KEMPER Corp | 600,000 | 14,886,000 | 0.40% | ||
| 47 | BB&T SECURITIES, LLC | 59,218 | 14,692,000 | 0.40% | ||
| 48 | ASSETMARK, INC | 555,059 | 13,771,000 | 0.37% | ||
| 49 | COWEN INC. | 530,803 | 13,201,000 | 0.36% | ||
| 50 | CREDIT SUISSE AG/ | 517,919 | 12,850,000 | 0.35% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
