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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
301 PUBLIC SVC ENTERPRISE GRP IN 45,445 1,733 0.05%
302 BLACKROCK INC 5,466 1,719 0.05%
303 VALEANT PHARMACEUTICALS INTL 12,930 1,705 0.05%
304 SCHLUMBERGER LTD 17,457 1,702 0.05%
305 PHILLIPS 66 21,989 1,695 0.05%
306 Ishares - Japan 147,201 1,668 0.05%
307 TEVA PHARMACEUTICAL INDS LTD 31,484 1,664 0.05%
308 ISHARES 26,965 1,659 0.05%
309 ISHARES 47,468 1,653 0.05%
310 VALE S A 117,809 1,629 0.05%
311 MEDTRONIC INC 26,094 1,606 0.05%
312 THERMO FISHER SCIENTIFIC INC 13,231 1,591 0.05%
313 LOCKHEED MARTIN CORP 9,713 1,586 0.05%
314 KINDER MORGAN MANAGEMENT LLC 22,133 1,586 0.05%
315 WISDOMTREE TR 34,355 1,576 0.05%
316 TATA MTRS LTD 44,473 1,575 0.05%
317 KRAFT HEINZ CO COM 28,072 1,575 0.05%
318 HEXCEL CORP NEW COM 36,117 1,573 0.05%
319 CIGNA CORPORATION 18,742 1,569 0.05%
320 ISHARES TR 18,907 1,566 0.05%
321 ISHARES TR 17,146 1,562 0.05%
322 PARKER HANNIFIN CORP 13,031 1,560 0.05%
323 Dentsply Intl Inc 33,833 1,558 0.05%
324 HERSHEY CO 14,902 1,556 0.05%
325 WILLIAMS COS INC DEL 38,031 1,543 0.05%
326 CLAYMORE EXCHANGE TRD FD TR 61,367 1,542 0.04%
327 KAYNE ANDERSON ENERGY DEV COMPANY 49,851 1,541 0.04%
328 RESOURCE CAP CORP 276,051 1,538 0.04%
329 SPECTRA ENERGY CORP 41,616 1,537 0.04%
330 AMERICANCAPITALA 71,517 1,537 0.04%
331 SOTHEBYS 35,129 1,530 0.04%
332 CHESAPEAKE ENERGY CORP 16,693 1,529 0.04%
333 PACKAGING CORP AMER 21,229 1,520 0.04%
334 ISHARES TR 29,782 1,518 0.04%
335 ISHARES TR 18,563 1,518 0.04%
336 POWERSHARES ETF TRUST II 38,662 1,517 0.04%
337 PENGROWTH ENERGY CORP 248,098 1,508 0.04%
338 SELECT SECTOR SPDR TR 31,828 1,505 0.04%
339 ISHARES TR 16,426 1,496 0.04%
340 Kinder Morgan Inc. 20,124 1,495 0.04%
341 ISHARES TR 12,129 1,492 0.04%
342 WABTEC CORP 19,237 1,491 0.04%
343 ISHARES INC MSCI SINGPOR ETF 111,832 1,461 0.04%
344 HCC INSURANCE HOLDINGS INC 32,092 1,460 0.04%
345 WISDOMTREE TR 31,258 1,457 0.04%
346 CORNING INC 69,829 1,454 0.04%
347 Northstar Realty Eur 89,809 1,450 0.04%
348 MARATHON OIL CORP 40,659 1,444 0.04%
349 TJX COS INC NEW 23,788 1,443 0.04%
350 EMERSON ELEC CO 21,537 1,439 0.04%
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