Dark
Light
System
Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 4,771 holdings with a total value of $4,848,773,000.
#
Name
Shares
Value ($)
%
Options
Notes
4751 VERIZON COMMUNICATIONS INC 808,064 35,183,000 0.73%
4752 J P MORGAN EXCHANGE TRADED F 724,950 35,292,000 0.73%
4753 ISHARES RUSSELL 2000 GROWTH ETF 267,628 36,267,000 0.75%
4754 SSGA ACTIVE ETF TR 743,404 36,783,000 0.76%
4755 VANGUARD BD INDEX FDS 461,506 37,100,000 0.77%
4756 ISHARES TR 300,900 37,507,000 0.77%
4757 ISHARES TR 616,063 41,775,000 0.86%
4758 EXXON MOBIL CORP 609,033 45,115,000 0.93%
4759 ISHARES 7-10 YEAR TREASURY BOND ETF 428,764 46,251,000 0.95%
4760 AT&T INC 1,554,693 50,441,000 1.04%
4761 VANGUARD BD INDEX FDS 618,104 50,641,000 1.04%
4762 SPDR S&P 500 ETF TR 276,895 53,092,000 1.09%
4763 VANGUARD INDEX FDS 538,759 53,186,000 1.10%
4764 VANGUARD INDEX FDS 533,048 53,461,000 1.10%
4765 VANGUARD SPECIALIZED FUNDS 737,283 54,368,000 1.12%
4766 ISHARES TR 639,914 59,929,000 1.24%
4767 ISHARES TR 676,540 60,361,000 1.24%
4768 BERKSHIRE HATHAWAY INC DEL 466,281 60,806,000 1.25%
4769 ISHARES TR 684,835 64,495,000 1.33%
4770 ISHARES TR 858,509 92,548,000 1.91%
4771 APPLE INC 1,109,171 122,522,000 2.53%
Page 96 of 96

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-15-066017, filed 2015.11.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.