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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 4,771 holdings with a total value of $4,848,773,000.
#
Name
Shares
Value ($)
%
Options
Notes
4751 ACTUA CORP 26 0 0.00%
4752 Platinum Group Metals Ltd 3,260 0 0.00%
4753 WESTERN ASSET VAR RT STRG FD 1 0 0.00%
4754 Theravance Biopharma Inc 17 0 0.00%
4755 GENER8 MARITIME INC 25 0 0.00%
4756 UNIVAR INC COM 25 0 0.00%
4757 J ALEXANDERS HLDGS INC COM 25 0 0.00%
4758 GENVEC INC 150 0 0.00%
4759 Citizens Inc 11 0 0.00%
4760 FOREST CITY ENT 20 0 0.00%
4761 KANSAS CITY LIFE 9 0 0.00%
4762 DRDGOLD LTD SPONS ADR REPSTG 10 SHS ISIN#US26152H3012 100 0 0.00%
4763 AROTECH CORP COM NEW 71 0 0.00%
4764 SUPERCONDUCTOR TECHNOLOGIES 4 0 0.00%
4765 NEFF CORP COM CL A 85 0 0.00%
4766 Novacopper Inc 776 0 0.00%
4767 Oi Sa 42 0 0.00%
4768 OCLARO INC 23 0 0.00%
4769 BLDRS EUROPE 3 0 0.00%
4770 READING INTERNATIONAL INC 35 0 0.00%
4771 RELIV INTL INC COM NEW 300 0 0.00%
Page 96 of 96

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-15-066017, filed 2015.11.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.