| 1 |
RELATIVE VALUE PARTNERS GROUP, LLC |
1,777,842 |
27,601,000 |
51.52% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
896,603 |
13,920,000 |
25.98% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
234,971 |
3,648,000 |
6.81% |
|
|
| 4 |
UBS Group AG |
105,081 |
1,631,000 |
3.04% |
|
|
| 5 |
MORGAN STANLEY |
70,452 |
1,094,000 |
2.04% |
|
|
| 6 |
Independence Trust CO |
62,867 |
976,000 |
1.82% |
|
|
| 7 |
FIRST TRUST ADVISORS LP |
54,327 |
843,000 |
1.57% |
|
|
| 8 |
BESSEMER GROUP INC |
50,000 |
776,000 |
1.45% |
|
|
| 9 |
HighTower Advisors, LLC |
37,824 |
589,000 |
1.10% |
|
|
| 10 |
BANK OF AMERICA CORP /DE/ |
32,308 |
502,000 |
0.94% |
|
|
| 11 |
Peachtree Investment Advisors, Inc. |
17,646 |
274,000 |
0.51% |
|
|
| 12 |
Invesco Ltd. |
17,108 |
266,000 |
0.50% |
|
|
| 13 |
ProVise Management Group, LLC |
16,905 |
262,000 |
0.49% |
|
|
| 14 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
15,380 |
239,000 |
0.45% |
|
|
| 15 |
SMITH, MOORE & CO. |
15,300 |
238,000 |
0.44% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
15,228 |
237,000 |
0.44% |
|
|
| 17 |
CSS LLC/IL |
13,523 |
210,000 |
0.39% |
|
|
| 18 |
ASSET PLANNING SERVICES, LTD. |
7,087 |
110,000 |
0.21% |
|
|
| 19 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
3,700 |
57,000 |
0.11% |
|
|
| 20 |
CITIGROUP INC |
3,682 |
57,000 |
0.11% |
|
|
| 21 |
Chicago Partners Investment Group LLC |
904 |
14,000 |
0.03% |
|
|
| 22 |
ROYAL BANK OF CANADA |
900 |
14,000 |
0.03% |
|
|
| 23 |
AMERICAN INTERNATIONAL GROUP, INC. |
800 |
12,000 |
0.02% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
151 |
2,000 |
0.00% |
|
|
| 25 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1 |
0 |
0.00% |
|
|
