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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 0 3,000,000 2,614 0.29% PRN
2 ABBOTT LABS 43,481 1,709 0.19%
3 ABBVIE INC 35,902 2,223 0.25%
4 ADOBE INC 17,757 1,701 0.19%
5 AEROJET ROCKETDYNE HLDGS INC COM 16,199 296 0.03%
6 AFLAC INC 32,490 2,345 0.26%
7 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
8 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.13% PRN
9 ALLSTATE CORP 9,050 633 0.07%
10 ALPHABET INC 23,448 16,496 1.85%
11 ALTRIA GROUP INC 51,863 3,576 0.40%
12 AMAZON COM INC 8,994 6,436 0.72%
13 AMEREN CORP 10,396 557 0.06%
14 AMERICAN TOWER CORP NEW 14,146 1,607 0.18%
15 AMERISOURCEBERGEN CORP 3,238 256 0.03%
16 AMGEN INC 26,282 3,999 0.45%
17 AMSURG CORP 15,030 1,166 0.13%
18 ANTHEM INC 17,722 2,327 0.26%
19 APPLE INC 62,066 5,933 0.67%
20 ARM HOLDINGS PLC ADR 16,464 749 0.08%
21 ASSURANT INC 6,180 534 0.06%
22 AT&T INC 91,929 3,973 0.45%
23 AUTOZONE INC 3,981 3,160 0.35%
24 AXCELIS TECHNOLOGIES INC 105,572 284 0.03%
25 Ashland Inc New 5,630 647 0.07%
26 BANK AMER CORP 280 333 0.04%
27 BANNER CORP COM NEW 8,286 353 0.04%
28 BATS GLOBAL MARKETS ORD (BATS) 11,290 290 0.03%
29 BAXTER INTL INC 18,497 837 0.09%
30 BECTON DICKINSON & CO 7,574 1,285 0.14%
31 BEMIS INC 9,373 482 0.05%
32 BERKLEY W R CORP 8,121 487 0.05%
33 BERRY PLASTICS GROUP INC 9,016 351 0.04%
34 BIOGEN INC 5,434 1,314 0.15%
35 BIOMARIN PHARMACEUTICAL INC 5,575 434 0.05%
36 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 2,000,000 2,231 0.25% PRN
37 BLACKHAWK NETWORK 67,925 2,274 0.26%
38 BRISTOL MYERS SQUIBB CO 24,058 1,770 0.20%
39 BURLINGTON STORES INC 10,182 679 0.08%
40 Black Knight Financial Services Inc 25,991 977 0.11%
41 CABELAS INC 5,110 256 0.03%
42 CABOT OIL & GAS CORP 63,488 1,634 0.18%
43 CANADIAN PAC RY LTD 1,954 252 0.03%
44 CARRIZO OIL & GAS INC 7,405 265 0.03%
45 CARTERS INC 28,475 3,032 0.34%
46 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
47 CATALENT INC 29,401 676 0.08%
48 CELANESE CORP DEL 16,315 1,068 0.12%
49 CELGENE CORP 10,923 1,077 0.12%
50 CEMEX SAB DE CV 47,649 294 0.03%
Page 1 of 7
Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.22%
2 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.05% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.03% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.25% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.20% PRN
6 TESARO INC 8,104,000 20,316 2.19% PRN
7 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.14% PRN
8 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.11% PRN
9 SERVICENOW INC 17,500,000 19,556 2.11% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.09% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.85% PRN
12 ALPHABET INC 23,448 16,496 1.78%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.58% PRN
14 FireEye Inc 16,500,000 14,633 1.58% PRN
15 CEPHEID 14,660,000 12,782 1.38% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.26% PRN
17 MICROSOFT CORP 224,206 11,472 1.24%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.22% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.08% PRN
20 HOME DEPOT INC 70,327 8,980 0.97%
21 SPECTRANETICS CORP 9,327,000 8,278 0.89% PRN
22 VISA INC 99,974 7,415 0.80%
23 JOHNSON & JOHNSON 58,572 7,105 0.77%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.72%
25 EXXON MOBIL CORP 70,751 6,632 0.71%
26 AMAZON COM INC 8,994 6,436 0.69%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.68%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.67%
29 DANAHER CORP DEL 61,143 6,175 0.67%
30 WORKDAY INC 5,529,000 6,165 0.66% PRN
31 NETSUITE INC 6,102,000 6,007 0.65% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.64%
33 APPLE INC 62,066 5,933 0.64%
34 Tribune Media Company 150,621 5,901 0.64%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.63%
36 MASTERCARD INCORPORATED 66,073 5,819 0.63%
37 GILEAD SCIENCES INC 68,982 5,754 0.62%
38 COMCAST CORP NEW 87,946 5,733 0.62%
39 REPUBLIC SVCS INC 111,191 5,705 0.61%
40 EQUINIX INC 14,711 5,704 0.61%
41 MCCORMICK & CO INC 52,157 5,563 0.60%
42 ORACLE CORP 135,799 5,558 0.60%
43 TJX COS INC NEW 71,795 5,545 0.60%
44 BROADCOM LTD 33,817 5,256 0.57%
45 PFIZER INC 141,772 4,992 0.54%
46 ALLERGAN PLC 21,545 4,979 0.54%
47 PAYPAL HLDGS INC 133,554 4,876 0.53%
48 ALLERGAN PLC 5,800 4,835 0.52%
49 EATON VANCE FLTING RATE INC 353,668 4,750 0.51%
50 MELLANOX TECHNOLOGIES LTD 98,920 4,744 0.51%
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