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Institutional Investment Manager
SYMPHONY ASSET MANAGEMENT LLC
SYMPHONY ASSET MANAGEMENT LLC (CIK: 0001030815) incorporated in California, located at 555 California Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000909012-16-000570) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 BANK AMER CORP 280 333 0.04%
2 WELLS FARGO & CO NEW 350 455 0.05%
3 SL GREEN RLTY CORP 1,000 1,064 0.12% Put
4 NETEASE INC 1,124 217 0.02%
5 PRICELINE GRP INC 1,296 1,617 0.18%
6 REGENERON PHARMACEUTICALS 1,306 457 0.05%
7 MADISON SQUARE GARDEN CO NEW 1,404 242 0.03%
8 SHERWIN WILLIAMS CO 1,546 454 0.05%
9 UNIFIRST CORP MASS COM 1,887 218 0.02%
10 CANADIAN PAC RY LTD 1,954 252 0.03%
11 STANLEY BLACK &DECKER INC 1,987 221 0.02%
12 SYNNEX CORP 2,177 207 0.02%
13 MOODYS CORP 2,363 221 0.02%
14 WD-40 CO 2,526 297 0.03%
15 KANSAS CITY SOUTHERN 2,578 232 0.03%
16 EXPEDIA INC DEL 2,614 278 0.03%
17 CONCHO RESOURCES 2,685 320 0.04%
18 EDISON INTL 2,815 219 0.02%
19 CASEY'S GENERAL STORES INC COM 2,983 392 0.04%
20 COCA COLA CONS INC COM 2,997 442 0.05%
21 FISERV INC 3,171 345 0.04%
22 AMERISOURCEBERGEN CORP 3,238 256 0.03%
23 ZIMMER BIOMET HLDGS INC 3,309 399 0.04%
24 MARRIOTT VACATIONS WORLDWIDE C COM 3,475 238 0.03%
25 Welltower Inc 3,496 238 0.03%
26 INTUIT 3,544 396 0.04%
27 ELECTRONIC ARTS INC 3,551 270 0.03%
28 MSCI INC 3,621 279 0.03%
29 P T TELEKOMUNIKASI INDONESIA 3,622 222 0.02%
30 DOLLAR TREE INC 3,684 347 0.04%
31 LITHIA MTRS INC COM 3,815 271 0.03%
32 PS BUSINESS PKS INC CALIF 3,846 408 0.05%
33 AUTOZONE INC 3,981 3,160 0.35%
34 PDC ENERGY INC 4,230 244 0.03%
35 KELLOGG CO 4,432 362 0.04%
36 MARRIOTT INTL INC NEW 4,434 295 0.03%
37 SCIENCE APPLICATNS INTL CP N 4,473 261 0.03%
38 HARRIS CORP 4,484 375 0.04%
39 NUVASIVE INC 4,494 269 0.03%
40 SEI INVESTMENTS CO 4,610 222 0.02%
41 PolyOne Corp 4,799 293 0.03%
42 MOHAWK INDS 4,991 947 0.11%
43 CABELAS INC 5,110 256 0.03%
44 BIOGEN INC 5,434 1,314 0.15%
45 AGILENT TECHNOLOGIES INC 5,451 241 0.03%
46 BIOMARIN PHARMACEUTICAL INC 5,575 434 0.05%
47 JONES LANG LASALLE 5,578 544 0.06%
48 EQUITY LIFESTYLE PPTYS INC 5,599 448 0.05%
49 ORBITAL ATK INC 5,608 478 0.05%
50 HERSHEY CO 5,624 638 0.07%
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Restatement filing (0000909012-17-000114) filed in 2017.06.23
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES ETF TRUST II 1,300,700 29,877 3.22%
2 TAKE-TWO INTERACTIVE SOFTWARE SR GLBL CV NT 18 15,800,000 28,295 3.05% PRN
3 PRICELINE GRP INC SR CONV NT 1 18 20,164,000 28,091 3.03% PRN
4 RYLAND GROUP INC 16,255,000 20,918 2.25% PRN
5 PALO ALTO NETWORKS INC 16,000,000 20,470 2.20% PRN
6 TESARO INC 8,104,000 20,316 2.19% PRN
7 RAMBUS INC DEL NOTE 1.125 8/1 17,000,000 19,858 2.14% PRN
8 PROOFPOINT INC NOTE 1.25012/1 11,708,000 19,618 2.11% PRN
9 SERVICENOW INC 17,500,000 19,556 2.11% PRN
10 SALESFORCE COM INC SR CV NT 0.25 18 15,000,000 19,416 2.09% PRN
11 CTRIP COM INTL LTD 14,000,000 17,141 1.85% PRN
12 ALPHABET INC 23,448 16,496 1.78%
13 XILINX INC SR NT CV2.625 17 9,064,000 14,633 1.58% PRN
14 FireEye Inc 16,500,000 14,633 1.58% PRN
15 CEPHEID 14,660,000 12,782 1.38% PRN
16 COBALT INTL ENERGY INC 30,950,000 11,735 1.26% PRN
17 MICROSOFT CORP 224,206 11,472 1.24%
18 ON SEMICONDUCTOR CORP 12,600,000 11,324 1.22% PRN
19 ALLSCRIPTS HEALTHCARE SOLUTN 10,033,000 10,071 1.08% PRN
20 HOME DEPOT INC 70,327 8,980 0.97%
21 SPECTRANETICS CORP 9,327,000 8,278 0.89% PRN
22 VISA INC 99,974 7,415 0.80%
23 JOHNSON & JOHNSON 58,572 7,105 0.77%
24 LOCKHEED MARTIN CORP 26,849 6,663 0.72%
25 EXXON MOBIL CORP 70,751 6,632 0.71%
26 AMAZON COM INC 8,994 6,436 0.69%
27 INTERCONTINENTAL EXCHANGE IN 24,735 6,331 0.68%
28 O REILLY AUTOMOTIVE INC NEW 22,868 6,200 0.67%
29 DANAHER CORP DEL 61,143 6,175 0.67%
30 WORKDAY INC 5,529,000 6,165 0.66% PRN
31 NETSUITE INC 6,102,000 6,007 0.65% PRN
32 FIDELITY NATL INFORMATION SV 80,627 5,941 0.64%
33 APPLE INC 62,066 5,933 0.64%
34 Tribune Media Company 150,621 5,901 0.64%
35 EATON VANCE SR INCOME TR 968,586 5,821 0.63%
36 MASTERCARD INCORPORATED 66,073 5,819 0.63%
37 GILEAD SCIENCES INC 68,982 5,754 0.62%
38 COMCAST CORP NEW 87,946 5,733 0.62%
39 REPUBLIC SVCS INC 111,191 5,705 0.61%
40 EQUINIX INC 14,711 5,704 0.61%
41 MCCORMICK & CO INC 52,157 5,563 0.60%
42 ORACLE CORP 135,799 5,558 0.60%
43 TJX COS INC NEW 71,795 5,545 0.60%
44 BROADCOM LTD 33,817 5,256 0.57%
45 PFIZER INC 141,772 4,992 0.54%
46 ALLERGAN PLC 21,545 4,979 0.54%
47 PAYPAL HLDGS INC 133,554 4,876 0.53%
48 ALLERGAN PLC 5,800 4,835 0.52%
49 EATON VANCE FLTING RATE INC 353,668 4,750 0.51%
50 MELLANOX TECHNOLOGIES LTD 98,920 4,744 0.51%
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