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Institutional Investment Manager
CAPRIN ASSET MANAGEMENT LLC /ADV
CAPRIN ASSET MANAGEMENT LLC /ADV (CIK: 0001034369). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 15 holdings with a total value of $125,677,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 396,275 45,145,000 35.92%
2 VANECK VECTORS ETF TR 1,022,324 25,395,000 20.21%
3 SPDR SER TR 477,486 23,435,000 18.65%
4 ISHARES TR 251,073 12,709,000 10.11%
5 ISHARES TR 91,261 10,277,000 8.18%
6 SPDR SER TR 93,460 4,728,000 3.76%
7 ISHARES TR NEW YORK MUN ETF 8,914 1,028,000 0.82%
8 ISHARES TR 6,185 755,000 0.60%
9 ISHARES 7-10 YEAR TREASURY BOND ETF 6,492 733,000 0.58%
10 ISHARES TR 3,975 422,000 0.34%
11 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 3,386 377,000 0.30%
12 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 11,678 368,000 0.29%
13 ISHARES TR 2,191 279,000 0.22%
14 ISHARES 10-20 YEAR TREASURY BOND ETF 89 13,000 0.01%
15 NUVEEN MUN VALUE FD INC 1,234 13,000 0.01%

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001376474-16-000799, filed 2016.08.01).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.